SEC seeks comments on renewing obscure Rule 173 paperwork
Published Date: 9/8/2026
Notice
Summary
No summary available.
Analyzed Economic Effects
1 provisions identified: 1 benefits, 0 costs, 0 mixed.
Notice to Investors to Trace Purchases
Rule 173 (17 CFR 230.173) requires a notice of registration to be provided to investors who purchased securities in a registered offering so you can trace your purchase and assert your rights under the liability provisions of the Federal securities laws. The SEC is soliciting comments on extending this information collection and requests written comments by November 9, 2026.
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