S424119th CongressWALLET

Retirement Fairness for Charities and Educational Institutions Act of 2025

Sponsored By: Senator Katie Britt

Introduced

Summary

Would let 403(b) retirement plans use collective investment trusts and bring many 403(b) vehicles under federal securities-law oversight. It would align treatment across the Investment Company Act of 1940, the Securities Act of 1933, and the Securities Exchange Act of 1934 and require employers or fiduciaries to review and approve each investment option before it is offered to participants.

Show full summary
  • Workers and participants in public schools, charities, and churches would see 403(b) investment options subject to securities-law rules and ERISA-style fiduciary protections, increasing oversight and transparency.
  • Employers and plan sponsors that make 403(b) plans available would need to serve as fiduciaries for investment selection or ensure a fiduciary reviews and approves each investment alternative before offering it.
  • Banks, trust companies, insurance separate accounts, and fund managers would face expanded coverage under the Investment Company Act and related registration and oversight when their vehicles hold 403(b) plan assets.

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Bill Overview

Analyzed Economic Effects

1 provisions identified: 1 benefits, 0 costs, 0 mixed.

New rules for 403(b) plans

If enacted, this bill would change how many 403(b) retirement arrangements are treated under federal securities law. It would add 403(b) plans, certain custodial accounts, bank collective trusts, and separate accounts to the lists of excluded retirement vehicles. It would also require an employer, plan fiduciary, or agent to review and approve each investment option before it is offered when the plan is ERISA-covered, the employer agrees to serve as fiduciary, or the plan is a governmental plan. The change would take effect upon enactment and could lower registration costs for plan sponsors while also shifting some compliance work that might affect fees.

Sponsors & CoSponsors

Sponsor

Katie Britt

AL • R

Cosponsors

  • Raphael Warnock

    GA • D

    Sponsored 2/5/2025

  • Sen. Cassidy, Bill [R-LA]

    LA • R

    Sponsored 2/5/2025

  • Gary Peters

    MI • D

    Sponsored 2/5/2025

  • Bill Hagerty

    TN • R

    Sponsored 2/13/2025

  • Sen. Crapo, Mike [R-ID]

    ID • R

    Sponsored 2/13/2025

  • Sen. Rosen, Jacky [D-NV]

    NV • D

    Sponsored 2/18/2025

  • Sen. Tillis, Thomas [R-NC]

    NC • R

    Sponsored 2/18/2025

  • Sen. Coons, Christopher A. [D-DE]

    DE • D

    Sponsored 3/6/2025

  • Sen. Cramer, Kevin [R-ND]

    ND • R

    Sponsored 3/6/2025

  • Mike Rounds

    SD • R

    Sponsored 3/6/2025

  • Sen. Kaine, Tim [D-VA]

    VA • D

    Sponsored 3/12/2025

  • Sen. Gallego, Ruben [D-AZ]

    AZ • D

    Sponsored 3/13/2025

  • Sen. Daines, Steve [R-MT]

    MT • R

    Sponsored 4/4/2025

  • Sen. Alsobrooks, Angela D. [D-MD]

    MD • D

    Sponsored 4/8/2025

  • Sen. Ricketts, Pete [R-NE]

    NE • R

    Sponsored 4/8/2025

  • Sen. Kennedy, John [R-LA]

    LA • R

    Sponsored 9/3/2025

  • Sen. Van Hollen, Chris [D-MD]

    MD • D

    Sponsored 9/3/2025

  • Sen. McCormick, David [R-PA]

    PA • R

    Sponsored 10/7/2025

  • John Hickenlooper

    CO • D

    Sponsored 10/7/2025

Roll Call Votes

No roll call votes available for this bill.

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