49 chapters · 1,288 sections in this title.
AS 45.56.740 Judicial review.
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(a) A person may obtain judicial review by the superior court of a final order issued by the administrator under this chapter by filing a notice of appeal in accordance with the applicable rules of court governing appeals in civil matters. The notice of appeal shall be filed with…
AS 45.56.800 Reimbursement of expenses incident to examination or investigation.
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(a) The administrator may require an issuer, broker-dealer, agent, investment adviser representative, federal covered adviser, or investment adviser to reimburse the administrator for actual travel expenses and per diem incurred in connection with an examination or investigation …
AS 45.56.810 Electronic records and signatures.
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This chapter modifies, limits, and supersedes 15 U.S.C. 7001 — 7031 (Electronic Signatures in Global and National Commerce Act), but does not modify, limit, or supersede 15 U.S.C. 7001(c) or authorize electronic delivery of any of the notices described in 15 U.S.C. 7003(b). This …
AS 45.56.820 References to federal statutes.
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In this chapter, a reference to the following federal statutes, including a statute within a spanned reference, means those statutes and the rules and regulations adopted under those statutes, as in effect on the date of enactment of this chapter: (1) 7 U.S.C. 1 — 27 (Commodity E…
AS 45.56.830 References to federal agencies.
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A reference in this chapter to an agency or department of the United States is also a reference to a successor agency or department.
AS 45.56.900 Definitions.
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In this chapter, unless the context otherwise requires, (1) “administrator” means the commissioner of commerce, community, and economic development or a designee of the commissioner; (2) “agent” means an individual, other than a broker-dealer, who represents a broker-dealer in ef…
AS 45.56.995 Short title.
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This chapter may be cited as the Alaska Securities Act.