™Your Policy Risk Impact Agent
37 chapters · 786 sections in this title.
A.R.S. § 44-3295 Evidence of record of proceedings
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A certificate signed by the director, and under seal of the commission, in regard to the record of any proceeding under this chapter for denial, suspension or revocation of the license of any investment adviser or investment adviser representative constitutes evidence of the reco…
A.R.S. § 44-3296 Administrative penalty
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A. A person who, in an administrative action, is found to have violated this chapter or any rule or order of the commission may be assessed an administrative penalty by the commission, after a hearing, of not more than one thousand dollars for each violation. B. Any administrativ…
A.R.S. § 44-3297 Costs recoverable
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In an action brought under this article, the commission or the attorney general is entitled to recover costs that in the discretion of the court may include an amount representing reasonable attorney fees and investigative expenses for services rendered.
A.R.S. § 44-3298 Investment management regulatory and enforcement fund; purpose
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A. An investment management regulatory and enforcement fund is established and shall be administered by the commission under the conditions and for the purposes provided by this section. Monies in the fund are exempt from the provisions of section 35-190 relating to lapsing of ap…