Section 25238

Corp. Code § 25238, under Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers.

Corp. Code § 25238

No investment adviser licensed under this chapter and no natural person associated with the investment adviser shall engage in investment advisory activities, or attempt to engage in investment advisory activities, in this state in contradiction of such rules as the commissioner may prescribe designed to promote fair, equitable and ethical principles.

(Added by Stats. 1986, Ch. 698, Sec. 4.)