™Your Policy Risk Impact Agent
178 chapters · 3,318 sections in this title.
Fin. Code § 3301 Section 3301
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(a) (1) (A) The department may, at any time and from time to time, examine the business and any office, within or outside this state, of any licensee, or any agent of a licensee, in order to ascertain whether the business is being conducted in a lawful manner and whether all digi…
Fin. Code § 3303 Section 3303
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(a) A licensee shall maintain, for all digital financial asset business activity with, or on behalf of, a resident for five years after the date of the activity, a record of all of the following: (1) Any transaction of the licensee with, or on behalf of, the resident or for the l…
Fin. Code § 3305 Section 3305
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The department may cooperate, coordinate, jointly examine, consult, and share records and other information with a self-regulatory organization, a federal or state agency, law enforcement, or a regulator of a jurisdiction outside the United States, concerning the affairs and cond…
Fin. Code § 3307 Section 3307
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(a) A licensee shall file with the department a report of the following, as may be applicable: (1) A material change in information in the application for a license under this division or the most recent annual report of the licensee under this division. (2) A change in the licen…
