Title 11, Financial Institutions
0 chapters · 699 sections in this title.
Colo. Rev. Stat. § 11-51-607 Judicial review of orders
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(1) Any person aggrieved by a final order of the securities commissioner may obtain a review of the order in the court of appeals pursuant to the provisions of section 24-4-106 (11), C.R.S. (2) The commencement of proceedings under subsection (1) of this section does not, unless …
Colo. Rev. Stat. § 11-51-701 Division of securities - creation - powers and duties
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There is created the division of securities in the department of regulatory agencies, the head of which is the commissioner of securities, who shall be appointed by the executive director of the department of regulatory agencies, pursuant to section 13 of article XII of the state…
Colo. Rev. Stat. § 11-51-702 Division subject to termination. (Repealed)
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Source: L. 90: Entire article R&RE, p. 734, � 1, effective July 1. L. 91: Entire section repealed, p. 678, � 7, effective April 20. Editor's note: Prior to its repeal, this section was similar to former � 11-51-104 as it existed prior to 1990.
Colo. Rev. Stat. § 11-51-702.5 Securities board - creation - duties - repeal
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(1) There is hereby created the securities board within the department of regulatory agencies which shall consist of five persons appointed by the governor, subject to the consent and approval of the senate, as follows: (a) Two persons who are licensed by the state supreme court …
Colo. Rev. Stat. § 11-51-703 Administration of article
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(1) The securities commissioner is hereby empowered to administer and enforce all provisions of this article and to provide the division of securities with such books, records, files, and printing and other supplies and employ such officers and clerical and other assistance as ma…
Colo. Rev. Stat. § 11-51-704 Rules, forms, and orders
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(1) The securities commissioner may, from time to time, make, amend, and rescind such rules, forms, and orders as are necessary to carry out the provisions of this article, including rules and forms governing registration statements, applications, and reports, and defining any te…
Colo. Rev. Stat. § 11-51-705 Interpretive opinions
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The securities commissioner may honor requests from interested persons for confirmation of the applicability of particular exemptions from securities registration under sections 11-51-307 to 11-51-309 or for other interpretive opinions regarding any provision of this article. Any…
Colo. Rev. Stat. § 11-51-706 Consent to service of process
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(1) An applicant for licensing under this article, a person filing a registration statement under this article, and an issuer who proposes to offer in this state through an agent a security registered under this article shall file with the securities commissioner, in such form as…
Colo. Rev. Stat. § 11-51-707 Collection of fees - division of securities cash fund created - repeal
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(1) A fee payable under this article shall be deemed paid when the securities commissioner receives the payment. (2) The securities commissioner shall transmit all fees collected under this article, not including fees retained by contractors pursuant to contracts entered into in …
Colo. Rev. Stat. § 11-51-708 Administrative files
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(1) A document is filed when it is received by the securities commissioner. (2) The securities commissioner shall keep a register of all applications for licenses and registration statements which are or have ever been effective under this article and all orders which have been e…
Colo. Rev. Stat. § 11-51-801 Effective date of article
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This article shall be effective on and after July 1, 1990, subject to the provisions of section 11-51-802. Source: L. 90: Entire article R&RE, p. 738, � 1, effective July 1.
Colo. Rev. Stat. § 11-51-802 Savings provisions
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(1) Except as otherwise provided in this section, articles 51 and 52 of this title, as said articles existed prior to July 1, 1990, exclusively govern all suits, actions, prosecutions, or proceedings which are pending or may be initiated on the basis of facts or circumstances occ…
Colo. Rev. Stat. § 11-51-803 Repeal of article
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(1) This article is repealed, effective September 1, 2026. (2) Prior to such repeal, the division of securities shall be reviewed as provided for in section 24-34-104, C.R.S. Source: L. 90: Entire article R&RE, p. 740, � 1, effective July 1. L. 91: Entire section amended, p. 678,…
Colo. Rev. Stat. § 11-51-901 Short title
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This part 9 shall be known and may be cited as the Local Government Investment Pool Trust Fund Administration and Enforcement Act. Source: L. 93: Entire part added, p. 327, � 4, effective July 1.
Colo. Rev. Stat. § 11-51-902 General powers of securities commissioner
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The securities commissioner is hereby empowered to administer and enforce the provisions of part 7 of article 75 of title 24, C.R.S., and all the provisions of this part 9. Source: L. 93: Entire part added, p. 327, � 4, effective July 1.
Colo. Rev. Stat. § 11-51-903 Interests in local government investment pool trust fund
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(1) For the purposes of this part 9, unless the context otherwise requires: (a) The interest of a participating local government in a local government investment pool trust fund is a security, as defined by section 11-51-201 (17); and (b) The solicitation of a local government to…
Colo. Rev. Stat. § 11-51-904 Requirement for registration of local government investment pools
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(1) It is unlawful for the board of trustees of any local government investment pool trust fund to permit the investment of trust fund assets unless the trust fund is registered with the securities commissioner under this part 9. (2) It is unlawful for a local government to parti…
Colo. Rev. Stat. § 11-51-905 General registration requirements
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(1) A local government investment pool trust fund shall register with the securities commissioner under this part 9 by filing a notice, in such form as prescribed by the securities commissioner, and a copy of the resolution adopted pursuant to section 24-75-703, C.R.S. (2) Any lo…
Colo. Rev. Stat. § 11-51-906 Reports to securities commissioner
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(1) A local government investment pool trust fund shall inform the securities commissioner of any material change regarding the administrator, investment adviser, broker-dealer, or financial institution acting in an advisory capacity, or custodian of the trust fund within ten day…
Colo. Rev. Stat. § 11-51-907 Access to records
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(1) The securities commissioner, in a manner reasonable under the circumstances, may examine, without notice, any accounts held by a custodian on behalf of a local government investment pool trust fund and all books, records, and papers pertaining thereto, and all accounts, books…
Colo. Rev. Stat. § 11-51-908 Confidentiality of information
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Financial information and the identities of participating local governments in the possession of, filed with, or obtained by the securities commissioner under this part 9 shall be confidential. No such information may be disclosed by the securities commissioner or any of the offi…