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0 chapters · 705 sections in this title.
Colo. Rev. Stat. § 11-53-108 Misleading filings
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It is unlawful for any person to make or cause to be made, in any document filed with the commissioner or in any proceeding under this article, any statement which is, at the time and in the light of the circumstances under which it was made, false or misleading in any material r…
Colo. Rev. Stat. § 11-53-109 Liability of principals, controlling persons, and others
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(1) The act, omission, or failure of any official, agent, or other person acting for any individual, association, partnership, corporation, or trust within the scope of his employment or office shall be deemed the act, omission, or failure of such individual, association, partner…
Colo. Rev. Stat. § 11-53-110 Securities law unaffected
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Nothing in this article shall impair, derogate, or otherwise affect the authority or powers of the commissioner under article 51 of this title or the application of any provision thereof to any person or transaction subject thereto. Source: L. 89: Entire article R&RE, p. 636, § 1…
Colo. Rev. Stat. § 11-53-111 Purpose
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This article shall be construed and implemented to effectuate its general purpose to protect investors, to prevent and prosecute illegal and fraudulent schemes involving commodity contracts and commodity options, and to maximize coordination with federal law and other states' law…