Title 36b — Title 36b: Connecticut Securities Law and Business Opportunity Investment Act
4 chapters · 72 sections in this title.
Conn. Gen. Stat. § 36b-40 (Formerly Sec. 36-456). Short title: Connecticut Tender Offer Act.
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Sec. 36b-40. (Formerly Sec. 36-456). Short title: Connecticut Tender Offer Act. Sections 36b-40 to 36b-52, inclusive, shall be known as the “Connecticut Tender Offer Act”. (P.A. 76-362, S. 1, 14.) History: Sec. 36-347a transferred to Sec. 36-456 in 1979; Sec. 36-456 transferred t…
Conn. Gen. Stat. § 36b-41 (Formerly Sec. 36-457). Definitions.
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Sec. 36b-41. (Formerly Sec. 36-457). Definitions. Except as otherwise provided in sections 36b-40 to 36b-52, inclusive, all terms used in said sections shall have the meanings ascribed to them under section 36-321 of the general statutes, revision of 1958, revised to January 1, 1…
Conn. Gen. Stat. § 36b-42 (Formerly Sec. 36-458). Tender offers prohibited. Exceptions. Filing and delivery of registration statement or Schedule 14D-1.
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Sec. 36b-42. (Formerly Sec. 36-458). Tender offers prohibited. Exceptions. Filing and delivery of registration statement or Schedule 14D-1. No person shall make a tender offer involving a target company in this state, or purchase any equity securities of a target company pursuant…
Conn. Gen. Stat. § 36b-43 (Formerly Sec. 36-459). Registration statement. Schedule 14D-1.
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Sec. 36b-43. (Formerly Sec. 36-459). Registration statement. Schedule 14D-1. (a) The registration statement shall be filed on forms prescribed by the commissioner, shall be accompanied by a consent by the offeror to service of process and the filing fee prescribed in section 36b-…
Conn. Gen. Stat. § 36b-44 (Formerly Sec. 36-460). Effective date of tender offer. Exceptions. Hearing by commissioner.
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Sec. 36b-44. (Formerly Sec. 36-460). Effective date of tender offer. Exceptions. Hearing by commissioner. (a) A tender offer automatically becomes effective upon the commencement of such tender offer under Section 14(d) of the Securities Exchange Act of 1934, as amended, 15 USC 7…
Conn. Gen. Stat. § 36b-45 (Formerly Sec. 36-461). Hearing by commissioner, when. Exceptions.
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Sec. 36b-45. (Formerly Sec. 36-461). Hearing by commissioner, when. Exceptions. Any hearing scheduled by the commissioner shall be held within twenty days of the date of filing of the registration statement and any determination made following the hearing shall be made within ten…
Conn. Gen. Stat. § 36b-46 (Formerly Sec. 36-462). Fraudulent, deceptive and manipulative acts or practices prohibited.
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Sec. 36b-46. (Formerly Sec. 36-462). Fraudulent, deceptive and manipulative acts or practices prohibited. No offeror or target company or any affiliate of an offeror or target company or any broker or dealer acting on behalf of an offeror or target company shall engage in any fra…
Conn. Gen. Stat. § 36b-47 (Formerly Sec. 36-463). Terms of tender offer. Purchase of security prohibited while proceeding pending.
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Sec. 36b-47. (Formerly Sec. 36-463). Terms of tender offer. Purchase of security prohibited while proceeding pending. (a) No offeror may make a tender offer involving a target company which is not made to all its holders in this state of the equity securities which are the subjec…
Conn. Gen. Stat. § 36b-48 (Formerly Sec. 36-464). Administration by Banking Commissioner. Regulations. Exemptions.
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Sec. 36b-48. (Formerly Sec. 36-464). Administration by Banking Commissioner. Regulations. Exemptions. (a) Sections 36b-40 to 36b-52, inclusive, shall be administered by the commissioner who may exercise all powers granted to him under sections 36a-11 to 36a-15, inclusive, 36a-19 …
Conn. Gen. Stat. § 36b-49 (Formerly Sec. 36-465). Filing fee. Cost of hearings.
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Sec. 36b-49. (Formerly Sec. 36-465). Filing fee. Cost of hearings. (a) The commissioner shall charge a filing fee of five hundred dollars for a registration statement or Schedule 14D-1 filed by an offeror and two hundred fifty dollars for a request for hearing filed by a target c…
Conn. Gen. Stat. § 36b-50 (Formerly Sec. 36-466). Injunction. Commissioner not to post bond.
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Sec. 36b-50. (Formerly Sec. 36-466). Injunction. Commissioner not to post bond. Whenever it appears to the commissioner that any person, including a controlling person of an offeror or target company, has engaged or is about to engage in any act or practice constituting a violati…
Conn. Gen. Stat. § 36b-51 (Formerly Sec. 36-467). Penalties.
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Sec. 36b-51. (Formerly Sec. 36-467). Penalties. (a) Any person, including a controlling person of an offeror or target company, who violates any provision of sections 36b-40 to 36b-52, inclusive, or any regulation adopted under said sections or any order of which he has notice, s…
Conn. Gen. Stat. § 36b-52 (Formerly Sec. 36-468). Appointment of commissioner as attorney for service of process.
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Sec. 36b-52. (Formerly Sec. 36-468). Appointment of commissioner as attorney for service of process. Each offeror filing a registration statement or Schedule 14D-1, if the principal place of business of such offeror is not located within the state, shall file with such registrati…
Conn. Gen. Stat. §§ 36b-53 to 36b-59 36b-53 to 36b-59
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Secs. 36b-53 to 36b-59. Reserved for future use.