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48 chapters · 1,668 sections in this title.
Fla. Stat. § 517.082 Registration by notification; federal registration statements
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(1) Securities offered or sold pursuant to a registration statement filed under the Securities Act of 1933, as amended, are entitled to registration by notification in the manner provided in subsection (2), provided that before the offer or sale the registration statement has bec…
Fla. Stat. § 517.101 Consent to service
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(1) Upon any initial application for registration under s. 517.081 or s. 517.082 or upon request of the office, the issuer shall file with such application the irrevocable written consent of the issuer that in suits, proceedings, and actions growing out of the violation of any pr…
Fla. Stat. § 517.111 Revocation or denial of registration of securities
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(1) The office may revoke or suspend the registration of any security, or may deny any application to register securities, if, upon examination or investigation into the affairs of the issuer of such security, the office determines that:(a) The issuer cannot pay its debts as they…
Fla. Stat. § 517.12 Registration of dealers, associated persons, intermediaries, and investment advisers
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(1) No dealer or associated person shall sell or offer for sale any securities in or from offices in this state or sell securities to persons in this state from offices outside this state, by mail or otherwise, unless the person is registered with the office as a dealer or as an …