Definitions, §10-5-2

Disabled adults. Financial protections for elderly and disabled adults, §§10-5-100 to 10-5-108. Effective date of statutory provisions. United States agencies or departments. References to include successor agency or department, §10-5-4. United States Code citations, §10-5-3. Electronic filing, records and signatures. Relationship to Electronic Signatures in Global and National Commerce Act, §10-5-5. Escrow deposit of security. Conditions of registration, §10-5-24. Exemptions. Agent registration, §10-5-31. Broker-dealer registration, §10-5-30. Denial, suspension or revocation, §10-5-13. Federal covered investment adviser registration, §10-5-34. Investment adviser registration, §10-5-32. Federal covered investment advisers, §10-5-34. Investment adviser representative registration, §10-5-33. Liability exemptions, §10-5-59. Rule or order creating exemption, §10-5-12. Securities exempt from registration, §10-5-10. Transactions, §10-5-11.