Issuer

Issuer’s responsibility and defenses; notice of defect or defense. Staleness as notice of defect or defense. Effect of issuer’s restriction on transfer. Effect of unauthorized signature on security certificate. Completion or alteration of security certificate. Delivery. Rights of purchaser. Protected purchaser. Indorsement. Instruction. Effect of guaranteeing signature, indorsement, or instruction. Purchaser’s right to requisites for registration of transfer. Part 4 Registration 11-8-401. 11-8-402. 11-8-403. 11-8-404. 11-8-405. Issue and Issuer 11-8-201. 11-8-202. 11-8-208. Rights and duties of issuer with respect to registered owners. Effect of signature of authenticating trustee, registrar, or transfer agent. Issuer’s lien. Overissue. 11-8-406. 11-8-407. Duty of issuer to register transfer. Assurance that indorsement or instruction is effective. Demand that issuer not register transfer. Wrongful registration. Replacement of lost, destroyed, or wrongfully taken security certificate. Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate. Authenticating trustee, transfer agent, and registrar. Part 5 Security Entitlements 11-8-501. 636 Securities account; acquisi- T.11, A.8 Sec. Sec. 11-8-502. 11-8-503. 11-8-504. 11-8-505. 11-8-506. 11-8-507. 11-8-508. T.11, A.8 INVESTMENT SECURITIES tion of security entitlement from securities intermediary. Assertion of adverse claim against entitlement holder. Property interest of entitlement holder in financial asset held by securities intermediary. Duty of securities intermediary to maintain financial asset. Duty of securities intermediary with respect to payments and distributions. Duty of securities intermediary to exercise rights as directed by entitlement holder. Duty of securities intermediary to comply with entitlement order. Duty of securities intermediary to change entitlement