Chapter 485A — Chapter 485A
5 sections in this chapter.
HRS §485A-102 Definitions
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§485A-102 Definitions. As used in this chapter, unless the context otherwise requires: "Agent" means an individual, other than a broker-dealer, who represents a broker-dealer in effecting or attempting to effect purchases or sales of securities or represents an issuer in effectin…
HRS §485A-202 Exempt transactions
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§485A-202 Exempt transactions. (a) The following transactions are exempt from the requirements of sections 485A-301 to 485A-305 and 485A-504: (b) With respect to the exemption under paragraph (a)(13):
HRS §485A-402 Agent registration requirement and exemptions
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§485A-402 Agent registration requirement and exemptions. (a) It is unlawful for an individual to transact business in this State as an agent unless the individual is registered under this chapter as an agent or is exempt from registration as an agent under subsection (b). (b) The…
HRS §485A-501 General fraud
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PART V. FRAUD AND LIABILITIES §485A-501 General fraud. (a) It shall be unlawful for a person, in connection with the offer, sale, or purchase of a security, directly or indirectly: (b) Subsections (a)(5) and (7) shall not apply to any advertising matter that is covered by section…
HRS §485A-502 Prohibited conduct in providing investment advice
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§485A-502 Prohibited conduct in providing investment advice. (a) It shall be unlawful for a person that advises others for compensation, either directly or indirectly or through publications or writings, as to the value of securities or the advisability of investing in, purchasin…