Sec. 9. A manager who fails to take reasonable steps to prevent a violation of this article: (1) by a mortgage loan originator who is supervised by the manager; or (2) that occurs at a branch office that is supervised by the manager; may subject the manager to discipline under IC 23-2.5-11. As added by P.L.175-2019, SEC.2. Amended by P.L.89-2024, SEC.26.
Manager; steps to prevent violation
Ind. Code § 23-2.5-7-9, under Loan Broker Offices and Personnel.
Ind. Code § 23-2.5-7-9