Broker company referrals; disclosure of referral compensation to client or customer

Sec. 18. (a) A broker company who refers a client or customer to another broker company shall disclose to the client or customer if the broker company may be compensated for referring the client or customer. (b) A disclosure under subsection (a) must be made: (1) in writing; and (2) at the time of the referral. As added by P.L.30-2026, SEC.1.