"Acting as a fiduciary"

Sec. 2. "Acting as a fiduciary" means undertaking to act primarily for the benefit of another. The term includes the following: (1) Acting alone and jointly with others. (2) Acting: (A) as a trustee; (B) as a personal representative; (C) as a registrar of stocks and bonds; (D) as a guardian or conservator of estates; (E) as an assignee; (F) as a receiver; (G) as a custodian; (H) as an investment manager or agent; (I) as a managing agent; or (J) as in any other, similar capacity. As added by P.L.262-1995, SEC.90.