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Indiana Statutes, Title 23

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Title 23, BUSINESS AND OTHER ASSOCIATIONS

222 chapters · 1,895 sections in this title.

All chapters in Title 231,895 Ch 1, General Provisions217 Ch 4, Registered Agent of Entity138 Ch 2, Filing130 Ch 6, Administrative Dissolution103 Ch 9, Fees88 Ch 3, Name of Entity83 Ch 5, Foreign Entities74 Ch 1.5, Definitions70 Ch 2.5, Commercial Mail Receiving Agency56 Ch 7, Issuance of Interrogatories and Inve…55 Ch 31, Voting Trusts and Agreements55 Ch 20, General Definitions47 Ch 33, Board of Directors Generally45 Ch 8, Miscellaneous Provisions37

11 sections·Filtered byTitle 23✕Ch 4.1✕

Ind. Code § 23-19-4.1-1 "Financial exploitation"
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Sec. 1. As used in this chapter, "financial exploitation" means the wrongful or unauthorized taking, withholding, appropriation, or use of money, real property, or personal property of a financially vulnerable adult. As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017, SEC.5.
Ind. Code § 23-19-4.1-10 Training resources for broker-dealers, investment advisers, and qualified individuals; availability on secretary of state's website
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Sec. 10. Not later than September 1, 2017, the commissioner shall develop and make available on the secretary of state's website information that includes training resources to assist broker-dealers, investment advisers, and qualified individuals in the prevention and detection o…
Ind. Code § 23-19-4.1-11 Commissioner's authority to adopt rules
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Sec. 11. The commissioner may adopt rules under IC 23-19-6-5 to implement this chapter. As added by P.L.39-2016, SEC.1.
Ind. Code § 23-19-4.1-2.1 "Financially vulnerable adult"
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Sec. 2.1. As used in this chapter, "financially vulnerable adult" means an individual to whom one (1) or more of the following apply: (1) The individual is at least sixty-five (65) years of age. (2) The individual is: (A) at least eighteen (18) years of age; and (B) incapable, by…

Ind. Code § 23-19-4.1-3 "Immediate family member"

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Sec. 3. As used in this chapter, "immediate family member" means a spouse, child, parent, or sibling. As added by P.L.39-2016, SEC.1.

Ind. Code § 23-19-4.1-4 "Protective agencies"

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Sec. 4. As used in this chapter, "protective agencies" refers to both of the following: (1) The adult protective services unit described in IC 12-10-3-1. (2) The commissioner. As added by P.L.39-2016, SEC.1.

Ind. Code § 23-19-4.1-5 "Qualified individual"

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Sec. 5. As used in this chapter, "qualified individual" means an individual associated with a broker-dealer or investment adviser who serves in a supervisory, compliance, or legal capacity as part of the individual's job. As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017, S…

Ind. Code § 23-19-4.1-6 Suspected financial exploitation of financially vulnerable adult; duty of qualified individual to report and notify commissioner; authorized additional notifications

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Sec. 6. (a) If a qualified individual has reason to believe that financial exploitation of a financially vulnerable adult has occurred, has been attempted, or is being attempted, the qualified individual shall, as required by IC 12-10-3-9(a): (1) make a report to the adult protec…

Ind. Code § 23-19-4.1-7 Qualified individual's authority to refuse to disburse funds; notice to protective agencies and parties on account; expiration of refusal; court order extending refusal or providing protective relief

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Sec. 7. (a) A qualified individual may refuse a request for disbursement of funds from an account: (1) owned by a financially vulnerable adult; or (2) of which a financially vulnerable adult is a beneficiary or beneficial owner; if the qualified individual has reason to believe t…

Ind. Code § 23-19-4.1-8 Immunity for broker-dealers, investment advisers, and qualified individuals; authority of commissioner to access books and records not impeded

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Sec. 8. Notwithstanding any other provision of law, a broker-dealer, investment adviser, or a qualified individual who, in good faith, complies with section 6 or 7 of this chapter, is immune from any administrative or civil liability for actions taken in accordance with those sec…

Ind. Code § 23-19-4.1-9 Authority of broker-dealers and investment advisers to provide relevant records to protective agencies or law enforcement; records confidential

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Sec. 9. (a) A broker-dealer or investment adviser may provide to protective agencies or law enforcement access to or copies of records that are relevant to the suspected financial exploitation of a financially vulnerable adult. The records may include records relating to: (1) dis…