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222 chapters · 1,895 sections in this title.
Ind. Code § 23-19-4.3-1 Definitions
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Sec. 1. The following definitions apply throughout this chapter: (1) "Authorized provider" means a person that NASAA or its designee has authorized to provide continuing education content. (2) "Credit" means a unit that has been designated by NASAA as at least fifty (50) minutes …
Ind. Code § 23-19-4.3-10 Waiver of requirements by commissioner
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Sec. 10. The commissioner may waive any of the requirements in sections 5 through 9 of this chapter. As added by P.L.41-2026, SEC.7.
Ind. Code § 23-19-4.3-2 Examination requirements for registration as an agent of a broker-dealer; exceptions
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Sec. 2. (a) This section applies to an applicant seeking to register as an agent of a broker-dealer under IC 23-19-4. (b) Except as provided in subsections (c) through (e), an applicant must pass: (1) the Series 63 or Series 66 examination; and (2) any other examination required …
Ind. Code § 23-19-4.3-3 Examination requirements for registration as an investment adviser representative; exceptions
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Sec. 3. (a) This section applies to an applicant seeking to register as an investment adviser representative. (b) Except as provided in subsections (c) through (e), an applicant under this section must pass the: (1) Series 65 examination within the two (2) years preceding the dat…