Broker not to pledge or dispose of customer's securities without customer's consent

KRS § 434.330, under OFFENSES AGAINST PROPERTY BY FRAUD.

KRS § 434.330

consent. Any broker who has in his possession any money, stocks, bonds, securities, or other things of value belonging to a customer, without having any lien on them or any special property in them, and pledges them or disposes of them without the customer's consent, shall be guilty of a Class D felony.