Missouri Administrative Code

(Rescinded February 26, 1993).............................................................3 15 CSR 30-56.015 Filing Requirements ...........................................................................3 15 CSR 30-56.020 Fees (Rescinded February 26, 1993) ......................…

PURPOSE: This rule specifies the filing

AUTHORITY: section 409.413, RSMo 1986. (Rescinded February 26, 1993) Feb. 11, 1979. Rescinded: Filed June 24, Emergency rule filed Aug. 11, 1978, effective Aug. 23, 1978, expired Dec. 21, 1978. 1992, effective Feb. 26, 1993. AUTHORITY: section 409.413, RSMo 1986. Original rule fi…

requirements of the Missouri Takeover Bid Disclosure Act. PURPOSE: This rule clarifies the meaning of tender offer as defined in the Missouri Take- (1) Every person filing the registration state- over Bid Disclosure Act. ment required by section 409.511, RSMo shall pay a fee of t…

(Rescinded February 26, 1993).............................................................3 15 CSR 30-56.050 Hearing Procedure (Rescinded February 26, 1993)......................................3 MATT BLUNT (11/30/02) CODE OF STATE REGULATIONS 1 Secretary of State Chapter 56—Take…

Statement (Rescinded February 26, 1993)

Bid

(Rescinded February 26, 1993) Emergency rule filed Aug. 11, 1978, effective Aug. 23, 1978, expired Dec. 21, 1978. Orig- AUTHORITY: section 409.413, RSMo 1986. inal rule filed Aug. 11, 1978, effective Feb. Emergency rule filed Aug. 11, 1978, effective 11, 1979. Rescinded: Filed Ju…

Process (Rescinded February 26, 1993) MATT BLUNT (11/30/02) CODE OF STATE REGULATIONS 3 Secretary of State

AUTHORITY: section 409.413, RSMo 1986. (Rescinded February 26, 1993) Emergency rule filed Aug. 11, 1978, effective Aug. 23, 1978, expired Dec. 21, 1978. Orig- AUTHORITY: section 409.413, RSMo 1986. inal rule filed Aug. 11, 1978, effective Feb. Emergency rule filed Aug. 11, 1978, …

PURPOSE: This rule sets out hearing condi- (Rescinded February 26, 1993) tions to be met after disclosure is made, before making the bid to offerees. AUTHORITY: section 409.413, RSMo 1986. Emergency rule filed Aug. 11, 1978, effective (1) Before making the take-over bid and after…

(Rescinded February 26, 1993).............................................................3 MATT BLUNT (11/30/02) CODE OF STATE REGULATIONS 1 Secretary of State Chapter 57—Take-over Bid Disclosure: Disclosure Filings 15 CSR 30-57 Title 15—ELECTED OFFICIALS AUTHORITY: section 409.…

(Rescinded February 26, 1993) AUTHORITY: section 409.413, RSMo 1986. Emergency rule filed Aug. 11, 1978, effective Aug. 23, 1978, expired Dec. 21, 1978. Orig- inal rule filed Aug. 11, 1978, effective Feb. 11, 1979. Rescinded: Filed June 24, 1992, effective Feb. 26, 1993. 15 CSR 3…

(Rescinded February 26, 1993).............................................................3 MATT BLUNT (11/30/02) CODE OF STATE REGULATIONS 1 Secretary of State Chapter 58—Take-over Bid Disclosure: Exemptions 15 CSR 30-58 Title 15—ELECTED OFFICIALS Division 30—Secretary of State …

effecting transactions in commodities under experience in the commodities business, is of PURPOSE: The commissioner of securities any commodity contract or under any com- good repute and has otherwise fully satisfied under the direction of the secretary of state modity option for…

Therefore, the material which is so incorpo- see 15 CSR 30-59.040) and accompanied by PURPOSE: This rule prescribes the forms the filing fee (section 409.850, RSMo and 15 rated is on file with the agency who filed this adopted and approved for filing with the com- CSR30-59.030(2)…

(Rescinded August 30, 2003) ...............................................................4

(Rescinded August 30, 2003) ...............................................................4 15 CSR 30-59.070 Application for Registration..................................................................4 15 CSR 30-59.080 Examination..............................................…

PURPOSE: This rule prescribes the policies (4) A net capital computation (FOCUS and procedures for administering examina- 15 CSR 30-59.090 Financial Statements Report, Form X-17A-5), as of the date of the tions of applicants for registration as broker- balance sheet, shall accomp…

either unconditionally or upon special terms dollars ($20,000), except that no such bond is ness to exceed one thousand five hundred or conditions, for a broker-dealer who satis- required of any broker-dealer whose net cap- percent (1,500%) of its net capital, without ital exceed…

Net Capital Deficiency (section 409.858(2), RSMo). (4) Every insurer shall agree to notify the PURPOSE: This rule requires broker-dealers AUTHORITY: section 409.858, RSMo 2016.* commissioner, in writing, at least thirty (30) to furnish the commissioner notice of impend- This rule…

by Broker-Dealers son or as an agent for both the customer and and capital accounts; some other person; (C) Ledger accounts itemized separately as PURPOSE: This rule prescribes the commin- (E) If a broker-dealer is acting as agent for gling by broker-dealers of their personal to …

ing to his/her business (provided, however, that compliance with the requirements of the sale of commodities for the account of the PURPOSE: This rule requires broker-dealers to confirm transactions in customers’ com- Commodity Futures Trading Commission or broker-dealer showing …

by Broker-Dealers been preserved for two (2) years, its photo- but are not limited to, the following: graph on film may be substituted for the bal- (A) Change in firm name, ownership, PURPOSE: This rule prescribes periods of ance of the required time. management or control or cha…

ments for filing sales and advertising litera- cumstances are stated and modified or PURPOSE: This rule requires broker-dealers ture of the public offering of commodities and explained by additional facts or circum- or sales representatives to furnish the cus- the types of advert…

and Prohibited................................................................................11 2 CODE OF STATE REGULATIONS (12/31/19) JOHN R. ASHCROFT Secretary of State Chapter 59—Registration and Operations of Commodity Broker-Dealers and Sales Representatives 15 CSR 30-59 Ti…

Technology Trust Fund Account voter registration system; and (J) Provide a procedure for transferring Emergency rule filed Aug. 18, 1994, data from election authorities’ existing com- effective Aug. 28, 1994, expired Dec. puterized voter registration systems located in 25, 1994. …

Registration System Advisory Committee pleasure of the secretary of state. PURPOSE: This rule establishes an (4) Committee members shall serve without advisory committee to assist the secre- compensation, except that the Office of the tary of state in establishing and main- Secre…

assault, human trafficking, stalking, or other crimes. PURPOSE: This rule facilitates the administration of the Safe at Home Program in accordance with sections 589.660–589.681, (14) Secretary—The secretary of state. This may also include the RSMo. This rule provides definitions …

Certification Process (3) The application assistant shall assist the applicant in PURPOSE: This rule facilitates the administration of the Safe at accessing and completing the application form. Under no Home Program in accordance with sections 589.660–589.681, circumstances shall…

(3) Authorized court or government agency personnel may PURPOSE: This rule facilitates the administration of the Safe at make a file photocopy of the authorization card/letter and Home Program in accordance with sections 589.660–589.681, shall immediately return the authorization…

shall destroy the expired card. PURPOSE: This rule facilitates the administration of the Safe at Home Program in accordance with sections 589.660–589.681, AUTHORITY: section 589.681, RSMo 2016.* Emergency rule filed RSMo. This rule describes the manner and process for service of …

information of the participant. PURPOSE: This rule facilitates the administration of the Safe at Home Program in accordance with sections 589.660–589.681, (3) During the review and evaluation or reconsideration of an RSMo. This rule describes the manner and process for program ag…

PURPOSE: This rule facilitates the administration of the Safe at (5) When a program participant requests use of the designated Home Program in accordance with sections 589.660–589.681, address in a record, and the law enforcement agency has RSMo. This rule describes the manner an…

Oct. 11, 2002, effective Oct. 21, 2002, terminated Oct. 25, 2002. PURPOSE: This rule ensures the uniform application of section Emergency rule filed Oct. 25, 2002, effective Nov. 4, 2002, expired 115.430, RSMo. April 18, 2003. Original rule filed Oct. 25, 2002, effective April 30…

from Business Entity Filings ................................................................3 MATT BLUNT (9/30/03) CODE OF STATE REGULATIONS 1 Secretary of State Chapter 80—Business Entities 15 CSR 30-80 Title 15—ELECTED OFFICIALS Division 30—Secretary of State Chapter 80—Busine…

(Rescinded June 30, 2024). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 15 CSR 30-9.020 Uniform Counting Standards—Optical Scan Voting Systems . . . . . . . . . . . . . . . 3 15 CSR 30-9.030 Uniform Counting Standards—Paper Ballots. …

Voting Systems than the approved marking device which prevents a machine count shall be counted as a vote. PURPOSE: This rule provides for standards to be used by election (C) The target area next to a candidate or issue preference authorities when counting ballots cast using opt…

PURPOSE: This rule provides for standards to be used by election authorities when counting ballots cast using paper ballots. (1) The election authority shall be responsible for insuring that the standards provided for in this rule are followed when (D) The name of a candidate or …

PURPOSE: This rule sets out the procedures for the process of using stickers to vote for write-in candidates. (1) The sticker shall contain the name of a candidate, office sought, and a distinguishing mark in the square immediately preceding the name of the candidate and shall be…

(R) “Organizational number” means the ery shall be the actual time of receipt in the PURPOSE: This rule gives meaning to termi- identifying number issued to an entity upon UCC division of the filing office. The filing nology used throughout this chapter. registration in the entit…

be delivered under separate cover. AUTHORITY: section 400.9-526, RSMo PURPOSE: This rules specifies the appropri- Supp. 2001.* Original rule filed Sept. 30, ate methods of payment for filing fees. (3) All refunds shall be made in the form of a warrant issued by the state treasure…

tary of state, then the fees are those that are Underpayment of Fee otherwise provided by law. Other filing offices may enact a similar fee structure. 15 CSR 30-90.075 Bulk Records PURPOSE: This rule provides a procedure for the overpayment and underpayment of PURPOSE: This rule …

(B) Payment by Automatic Clearing House Supp. 2001.* Original rule filed Sept. 30, transfer of funds shall be accepted (ACH 2002, effective March 30, 2003. PURPOSE: This rule provides the method of accounts) for electronic filings and in accor- *Original authority: 400.9-526, RSM…

file number of the record, identification of provide any additional relevant information PURPOSE: This rule provides a clarification the debtor name that was indexed, and a requested by the secretary of state, including of filing officer’s duties relating to defects. statement th…

lation; Defects in Filing son’s knowledge; and (6) If, within thirty (30) days of the date that (D) The secretary of state, without undue PURPOSE: This rule provides guidelines for a record is rejected, a secured party or a delay, determines that the person who filed when a filin…

ing notify the filing office within thirty (30) days of the date of filing and the record will be inclusion of names in an incorrect field or PURPOSE: This rule provides a time limit corrected. If the filer communicates no failure to transmit names accurately to the fil- and proc…