Securities registration requirement

§ 409.3-301 RSMo, under Regulation of Securities.

§ 409.3-301 RSMo

409.3-301. Securities registration requirement. — It is unlawful for a person to offer or sell a security in this state unless:

(1) The security is a federal covered security;

(2) The security, transaction, or offer is exempted from registration under sections 409.2-201 to 409.2-203; or

(3) The security is registered under this act.

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(L. 2003 H.B. 380)

Effective 9-01-03, see § 409.7-701