Nebraska Administrative Code

1,960 sections across 1,960 Nebraska regulatory chapters.

1,960 sections

45-21-45 NAC 21 Title 45 NAC 21 — TRUST DEPARTMENT APPLICATIONS
2.0K chars
Title 45 - DEPARTMENT OF BANKING AND FINANCE Chapter 21 - TRUST DEPARTMENT APPLICATIONS 001 Any bank desiring to conduct a trust business after its Articles of Incorporation have been amended to authorize the conduct of a trust business pursuant to section 8-159 and the regulatio…
Chapter 45-21Open chapter PDF ↗
45-23-45 NAC 23 Title 45 NAC 23 —
0.0K chars
Chapter 45-23Open chapter PDF ↗
45-24-45 NAC 24 Title 45 NAC 24 —
0.0K chars
Chapter 45-24Open chapter PDF ↗
45-25-45 NAC 25 Title 45 NAC 25 —
0.0K chars
Chapter 45-25Open chapter PDF ↗
45-26-45 NAC 26 Title 45 NAC 26 —
0.0K chars
Chapter 45-26Open chapter PDF ↗
45-27-45 NAC 27 Title 45 NAC 27 —
0.0K chars
Chapter 45-27Open chapter PDF ↗
45-28-45 NAC 28 Title 45 NAC 28 —
0.0K chars
Chapter 45-28Open chapter PDF ↗
45-3-45 NAC 3 Title 45 NAC 3 — Data Center Record Keeping Standards
39.6K chars
Title 45 – DEPARTMENT OF BANKING AND FINANCE Chapter 3 – DATA CENTER RECORD KEEPING STANDARDS 001 DEFINITIONS. 001.01 For purposes of this Rule, “data center” means: 001.01A A data processing department within a bank staffed by direct employees of the bank; 001.01B A data process…
Chapter 45-3Open chapter PDF ↗
45-30-45 NAC 30 Title 45 NAC 30 —
0.0K chars
Chapter 45-30Open chapter PDF ↗
45-31-45 NAC 31 Title 45 NAC 31 —
0.0K chars
Chapter 45-31Open chapter PDF ↗
45-32-45 NAC 32 Title 45 NAC 32 —
0.0K chars
Chapter 45-32Open chapter PDF ↗
45-4-45 NAC 4 Title 45 NAC 4 — Schedule for Records Retention by Banks
5.5K chars
Title 45 – DEPARTMENT OF BANKING AND FINANCE Chapter 4 – SCHEDULE FOR RECORDS RETENTION BY BANKS 001 DEFINITIONS. 001.01 For purposes of this Rule: 001.01A “Electronic” means relating to technology having electrical, digital, magnetic, wireless, optical, electromagnetic, or simil…
Chapter 45-4Open chapter PDF ↗
45-5-45 NAC 5 Title 45 NAC 5 — Schedule for Retention of Records: Banks Exercising Trust Powers and Trust Companies
11.2K chars
Title 45 – DEPARTMENT OF BANKING AND FINANCE Chapter 5 – SCHEDULE FOR RETENTION OF RECORDS: BANKS EXERCISING TRUST POWERS AND TRUST COMPANIES 001 DEFINTIONS. 001.01 For purposes of this Rule: 001.04A “Electronic” means relating to technology having electrical, digital, magnetic, …
Chapter 45-5Open chapter PDF ↗
45-6-45 NAC 6 Title 45 NAC 6 — ARTICLES OF INCORPORATION AND BYLAWS
1.3K chars
Title 45 – DEPARTMENT OF BANKING AND FINANCE Chapter 6 – ARTICLES OF INCORPORATION AND BYLAWS 001 FILINGS - ARTICLES OF INCORPORATION. 001.01 A bank must have its current Articles of Incorporation on file with the Department. 001.02 Each time a bank amends its Articles of Incorpo…
Chapter 45-6Open chapter PDF ↗
45-7-45 NAC 7 Title 45 NAC 7 — ELECTRONIC DATA PROCESSING RIDER OR ENDORSEMENT
1.2K chars
Title 45 – DEPARTMENT OF BANKING AND FINANCE Chapter 7 – ELECTRONIC DATA PROCESSING RIDER OR ENDORSEMENT 001 BOND PROVISIONS. 001.01 Any bank which has authorized any person or entity to perform electronic data processing services (hereinafter, “processor”) of any accounting reco…
Chapter 45-7Open chapter PDF ↗
45-8-45 NAC 8 Title 45 NAC 8 — CHANGES IN PAID-IN CAPITAL STOCK
2.3K chars
Title 45 – DEPARTMENT OF BANKING AND FINANCE Chapter 8 – CHANGES IN PAID-IN CAPITAL STOCK 001 GENERAL. 001.01 This Rule relates only to the capital stock of a bank. It does not relate to other capital accounts of the institution. 002 NOTICES. 002.01 Each time a bank proposes to i…
Chapter 45-8Open chapter PDF ↗
45-9-45 NAC 9 Title 45 NAC 9 — Active Executive Officers
13.6K chars
TITLE 45 – DEPARTMENT OF BANKING AND FINANCE Chapter 9 – ACTIVE EXECUTIVE OFFICERS 001 SCOPE AND APPLICATION. 001.01 Neb. Rev. Stat. § 8-139 provides requirements for persons serving as active executive officers of banks. 001.02 Except as specifically provided herein, this Rule a…
Chapter 45-9Open chapter PDF ↗
46-1-46 NAC 1 Title 46 NAC 1 — INSTRUCTIONS FOR CONVERSION OF A SAVINGS AND LOAN OR BUILDING AND LOAN TO A CAPITAL STOCK SAVINGS ASSOCIATION
1.5K chars
Title 46 – DEPARTMENT OF BANKING AND FINANCE Chapter 1 – INSTRUCTIONS FOR CONVERSION OF A SAVINGS AND LOAN OR BUILDING AND LOAN TO A CAPITAL STOCK SAVINGS ASSOCIATION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Departm…
Chapter 46-1Open chapter PDF ↗
46-2-46 NAC 2 Title 46 NAC 2 — MINIMUM CAPITAL REQUIREMENTS NEEDED TO FORM A NEWLY ORGANIZED CAPITAL STOCK SAVINGS ASSOCIATION
1.2K chars
Title 46 - DEPARTMENT OF BANKING AND FINANCE Chapter 2 – MINIMUM CAPITAL REQUIREMENTS NEEDED TO FORM A NEWLY ORGANIZED CAPITAL STOCK SAVINGS ASSOCIATION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Neb. Rev. Stat. § 8-378. …
Chapter 46-2Open chapter PDF ↗
46-3-46 NAC 3 Title 46 NAC 3 — CREDIT UNION SUPERVISORY COMMITTEE'S ANNUAL AUDIT
19.3K chars
Title 46 – DEPARTMENT OF BANKING AND FINANCE Chapter 3 – CREDIT UNION SUPERVISORY COMMITTEE'S ANNUAL AUDIT 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Department of Banking and Finance (“Department”) in Section 21-1732…
Chapter 46-3Open chapter PDF ↗
47-1-47 NAC 1 Title 47 NAC 1 — Applications
8.0K chars
Title 47 – DEPARTMENT OF BANKING AND FINANCE Chapter 1 – APPLICATIONS 001 AUTHORITY. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Department of Banking and Finance (“Department”) in Neb. Rev. Stat. § 8-3031 of the Nebraska Financial…
Chapter 47-1Open chapter PDF ↗
47-2-47 NAC 2 Title 47 NAC 2 — Surety Bonds and Pledge of Assets; Insurance
3.6K chars
Title 47 – DEPARTMENT OF BANKING AND FINANCE Chapter 2 – SURETY BONDS AND PLEDGE OF ASSETS; INSURANCE 001 AUTHORITY. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Department of Banking and Finance (“Department”) in Neb. Rev. Stat. § …
Chapter 47-2Open chapter PDF ↗
47-3-47 NAC 3 Title 47 NAC 3 — Capital Requirements; Paid-up Operating Expenses
3.2K chars
Title 47 – DEPARTMENT OF BANKING AND FINANCE Chapter 3 – CAPITAL REQUIREMENTS; PAID-UP OPERATING EXPENSES 001 AUTHORITY. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Department of Banking and Finance (“Department”) in Neb. Rev. Stat…
Chapter 47-3Open chapter PDF ↗
47-4-47 NAC 4 Title 47 NAC 4 — Digital Asset Depository Department; Charter Amendment; Director; Powers and Duties
2.9K chars
Title 47 – DEPARTMENT OF BANKING AND FINANCE Chapter 4 – DIGITAL ASSET DEPOSITORY DEPARTMENT; CHARTER AMENDMENT; DIRECTOR; POWERS AND DUTIES 001 AUTHORITY. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Department of Banking and Finan…
Chapter 47-4Open chapter PDF ↗
47-5-47 NAC 5 Title 47 NAC 5 — Reports; Call Reports
4.3K chars
Title 47 – DEPARTMENT OF BANKING AND FINANCE Chapter 5 – REPORTS; CALL REPORTS 001 AUTHORITY. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Department of Banking and Finance (“Department”) in Neb. Rev. Stat. §§ 8-3023 and 8-3031 of t…
Chapter 47-5Open chapter PDF ↗
47-6-47 NAC 6 Title 47 NAC 6 — Complaints
3.6K chars
Title 47 – DEPARTMENT OF BANKING AND FINANCE Chapter 6 – COMPLAINTS 001 AUTHORITY. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Department of Banking and Finance (“Department”) in Neb. Rev. Stat. § 8-3031 of the Nebraska Financial I…
Chapter 47-6Open chapter PDF ↗
47-7-47 NAC 7 Title 47 NAC 7 — Notice and Statement Regarding Deposit Insurance and Risk
2.2K chars
Title 47 – DEPARTMENT OF BANKING AND FINANCE Chapter 7 – NOTICE AND STATEMENT REGARDING DEPOSIT INSURANCE AND RISK 001 AUTHORITY. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Department of Banking and Finance (“Department”) in Neb. …
Chapter 47-7Open chapter PDF ↗
47-8-47 NAC 8 Title 47 NAC 8 — Response Program for a Cybersecurity Event or Data Breach
2.1K chars
Title 47 – DEPARTMENT OF BANKING AND FINANCE Chapter 8 – RESPONSE PROGRAM FOR A CYBERSECURITY EVENT OR DATA BREACH 001 AUTHORITY. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director of the Department of Banking and Finance (“Department”) in Neb. …
Chapter 47-8Open chapter PDF ↗
48-1-48 NAC 1 Title 48 NAC 1 — GENERAL PROVISIONS
2.7K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 1 - GENERAL PROVISIONS 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120(3) of the Securities Act of Nebraska (“Act”). 001.02 The Department has determined that…
Chapter 48-1Open chapter PDF ↗
48-10-48 NAC 10 Title 48 NAC 10 — RECORDKEEPING BY INVESTMENT ADVISERS
28.9K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 10 - RECORDKEEPING BY INVESTMENT ADVISERS 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120 of the Securities Act of Nebraska(“Act”). 001.02 The Department has …
Chapter 48-10Open chapter PDF ↗
48-11-48 NAC 11 Title 48 NAC 11 — PERFORMANCE BASED COMPENSATION
6.4K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 11 - PERFORMANCE BASED COMPENSATION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1102(3) and Section 8-1120(3) of the Securities Act of Nebraska (“Act”). 001.02…
Chapter 48-11Open chapter PDF ↗
48-12-48 NAC 12 Title 48 NAC 12 — FRAUDULENT, DISHONEST AND UNETHICAL BUSINESS PRACTICES
43.4K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 12 - FRAUDULENT, DISHONEST AND UNETHICAL BUSINESS PRACTICES 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120 of the Securities Act of Nebraska(“Act”). 001.02 T…
Chapter 48-12Open chapter PDF ↗
48-13-48 NAC 13 Title 48 NAC 13 — APPROVED EXCHANGES FOR THE SECTION 8-1110(5) EXCHANGE EXEMPTION
1.9K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 13 - APPROVED EXCHANGES FOR THE SECTION 8-1110(5) EXCHANGE EXEMPTION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Sections 8-1120 and 8-1110(5) of the Securities Act of N…
Chapter 48-13Open chapter PDF ↗
48-14-48 NAC 14 Title 48 NAC 14 — RECORD KEEPING REQUIREMENTS FOR THE SECTION 8-1111(3) EXEMPTION
1.5K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 14 – RECORD KEEPING REQUIREMENTS FOR THE SECTION 8-1111(3) EXEMPTION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120(3) of the Securities Act of Nebraska (“Ac…
Chapter 48-14Open chapter PDF ↗
48-15-48 NAC 15 Title 48 NAC 15 — INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(9) DE MINIMUS EXEMPTION
8.2K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 15 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(9) DE MINIMUS EXEMPTION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Sections 8-1120(3) and 8-1111(9) of the Securiti…
Chapter 48-15Open chapter PDF ↗
48-16-48 NAC 16 Title 48 NAC 16 — INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(15) COOPERATIVE AND LIMITED COOPERATIVE ASSOCIATON EXEMPTION
3.5K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 16 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(15) COOPERATIVE AND LIMITED COOPERATIVE ASSOCIATON EXEMPTION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to the authority delegated to the Director in Section…
Chapter 48-16Open chapter PDF ↗
48-18-48 NAC 18 Title 48 NAC 18 — INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(20) NEBRASKA INTRASTATE ISSUER EXEMPTION
15.5K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 18 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(20) NEBRASKA INTRASTATE ISSUER EXEMPTION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1111(20) and Section …
Chapter 48-18Open chapter PDF ↗
48-1854-48 NAC 1854 Title 48 NAC 1854
0.0K chars
Chapter 48-1854Open chapter PDF ↗
48-19-48 NAC 19 Title 48 NAC 19 — REQUESTS FOR ORDERS CURING LATE NOTICE FILINGS
4.3K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 19 - REQUESTS FOR ORDERS CURING LATE NOTICE FILINGS 001 GENERAL. 001.01 This Rule has been promulgated pursuant to the authority delegated to the Director in Section 8-1120(3) of the Securities Act of Nebraska(“Act”). 001.02 Th…
Chapter 48-19Open chapter PDF ↗
48-2-48 NAC 2 Title 48 NAC 2 — DEFINITIONS
3.6K chars
TITLE 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 2 - DEFINITIONS 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120(3) of the Securities Act of Nebraska (“Act”). 001.02 The Department has determined that this R…
Chapter 48-2Open chapter PDF ↗
48-20-48 NAC 20 Title 48 NAC 20 — FEDERAL COVERED SECURITIES
8.1K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 20 - FEDERAL COVERED SECURITIES 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Sections 8-1108.02 and 8-1120of the Securities Act of Nebraska(“Act”). 001.02 The Department …
Chapter 48-20Open chapter PDF ↗
48-21-48 NAC 21 Title 48 NAC 21 — NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATON STATEMENTS OF POLICY
3.9K chars
TITLE 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 21 - NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATON STATEMENTS OF POLICY 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120 of the Securities Act of Nebrask…
Chapter 48-21Open chapter PDF ↗
48-3-48 NAC 3 Title 48 NAC 3 — DEFINITION OF AN OFFER
3.1K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 3 - DEFINITION OF AN OFFER 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120(3) of the Securities Act of Nebraska(“Act”). 001.02 The Department has determined t…
Chapter 48-3Open chapter PDF ↗
48-37-48 NAC 37 Title 48 NAC 37 — SALES OF SECURITIES AT FINANCIAL INSTITUTIONS
8.1K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 37 - SALES OF SECURITIES AT FINANCIAL INSTITUTIONS 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120(3) of the Securities Act of Nebraska (“Act”). 001.02 The De…
Chapter 48-37Open chapter PDF ↗
48-38-48 NAC 38 Title 48 NAC 38 — INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(23) EXEMPTION
7.3K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 38 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(23) EXEMPTION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120 and Section 8-1111(23) of the Securities Ac…
Chapter 48-38Open chapter PDF ↗
48-39-48 NAC 39 Title 48 NAC 39 — CONDITIONS AND INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(24) CROWDFUNDING EXEMPTION
24.0K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 39 - CONDITIONS AND INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(24) CROWDFUNDING EXEMPTION 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120 and Section 8-1…
Chapter 48-39Open chapter PDF ↗
48-4-48 NAC 4 Title 48 NAC 4 — BROKER-DEALERS
16.5K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 4 - BROKER-DEALERS 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120 of the Securities Act of Nebraska (“Act”). 001.02 The Department has determined that this R…
Chapter 48-4Open chapter PDF ↗
48-40-48 NAC 40 Title 48 NAC 40 — PORTAL OPERATORS
10.8K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 40 - PORTAL OPERATORS 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1111 (24) and Section 8-1120(3) of the Securities Act of Nebraska ("Act"). 001.02 The Departm…
Chapter 48-40Open chapter PDF ↗
48-41-48 NAC 41 Title 48 NAC 41 — INTEGRATION OF EXEMPT OFFERINGS PURSUANT TO SECTION 8-1111
1.9K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 41 - INTEGRATION OF EXEMPT OFFERINGS PURSUANT TO SECTION 8-1111 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1120(3) of the Securities Act of Nebraska (“Act”). …
Chapter 48-41Open chapter PDF ↗
48-42-48 NAC 42 Title 48 NAC 42 — EXCLUSION OF INVESTMENT ADVISERS TO PRIVATE FUNDS FROM THE DEFINITION OF "INVESTMENT ADVISER"
6.9K chars
Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 42 - EXCLUSION OF INVESTMENT ADVISERS TO PRIVATE FUNDS FROM THE DEFINITION OF "INVESTMENT ADVISER" 001 GENERAL. 001.01 This Rule has been promulgated pursuant to authority delegated to the Director in Section 8-1101 (7) and Sec…
Chapter 48-42Open chapter PDF ↗