Financial adviser: Prohibited acts.

NRS 350.195 Financial adviser: Prohibited acts. A financial adviser who provides any report required pursuant to NRS 350.105 to 350.195, inclusive, must not: 1. Be; 2. Control; 3. Be controlled by; or 4. Be under common control with, Ê an underwriter for the bonds if those bonds are sold at a negotiated sale. (Added to NRS by 1995, 1022) INTEREST RATES; DISCOUNTS; LIMITATION ON ISSUANCE OR SALE