Duty to report certain convictions and pleas to Division.

NRS 645H.750, under ASSET MANAGEMENT COMPANIES AND ASSET MANAGERS.

NRS 645H.750

NRS 645H.750 Duty to report certain convictions and pleas to Division. 1. An asset management company that is a natural person or an asset manager shall notify the Division in writing if he or she is convicted of, or enters a plea of guilty, guilty but mentally ill or nolo contendere to, a felony or any offense involving moral turpitude. 2. An asset management company that is a natural person or an asset manager shall submit the notification required by subsection 1: (a) Not more than 10 days after the conviction or entry of the plea of guilty, guilty but mentally ill or nolo contendere; and (b) When submitting an application to renew a certificate of registration or permit issued pursuant to this chapter. (Added to NRS by 2011, 2830) PROHIBITED ACTS; PENALTIES