Use of unregistered exchange by broker-dealer or representative prohibited.

NRS 90.457 Use of unregistered exchange by broker-dealer or representative prohibited. A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453. (Added to NRS by 1993, 2415) REGISTRATION OF SECURITIES