60 chapters · 4,115 sections in this title.
NRS 628A.010 Definitions.
1.2K chars
NRS 628A.010 Definitions. As used in this chapter, unless the context otherwise requires: 1. “Client” means a person who receives advice from a financial planner. 2. “Compensation” means a fee for services provided by a financial planner to a client or a commission or other remun…
NRS 628A.020 Duties of financial planner.
0.6K chars
NRS 628A.020 Duties of financial planner. A financial planner has the duty of a fiduciary toward a client. A financial planner shall disclose to a client, at the time advice is given, any gain the financial planner may receive, such as profit or commission, if the advice is follo…
NRS 628A.030 Liability of financial planner.
0.7K chars
NRS 628A.030 Liability of financial planner. 1. If loss results from following a financial planner’s advice under any of the circumstances listed in subsection 2, the client may recover from the financial planner in a civil action the amount of the economic loss and all costs of …
NRS 628A.040 Financial planner required to maintain insurance for liability or surety bond; exceptions.
0.7K chars
NRS 628A.040 Financial planner required to maintain insurance for liability or surety bond; exceptions. 1. Except as otherwise provided in subsection 2, a financial planner shall maintain insurance covering liability for errors or omissions, or a surety bond to compensate clients…