Title 17, Title 17: CORPORATIONS AND INSTITUTIONS FOR FINANCE AND INSURANCE

17:16A-13. Annual reports of financial condition Every investment company transacting business in this State shall annually on or before March first file in the department a statement, subscribed and sworn to by its president and secretary, or, in their absence, by two of its pri…

17:16A-14. Examination of affairs; expenses; duty to exhibit books, records and accounts The commissioner may, whenever he deems the same expedient, make or cause to be made, an examination of the assets and liabilities, method of conducting business and all other affairs of ever…

17:16A-15. Fees The commissioner shall charge and collect for his services under the provisions of this chapter and pay into the State Treasury the following fees: for issue of certificate of authority annually, $250.00; for filing the certified copy of the charter, deed of settl…

17:16A-16. Revocation of certificate of authority of foreign investment company When the commissioner shall find that the affairs of any investment company incorporated under the laws of another State or country are in an unsound condition because of illegal or unsafe investments…

17:16A-17. Procedure for revocation of certificate of authority of foreign company Before any such certificate of authority shall be cancelled or revoked as provided in section sixteen of this chapter, the commissioner shall give at least twenty days' notice by mail to the compan…

17:16A-18. Revocation, cancellation or refusal to issue certificate of authority; review The revocation or cancellation by the commissioner of a certificate of authority or the refusal or failure by the commissioner to issue or renew a certificate of authority within a reasonable…

17:16A-19. Domestic investment companies; insolvency; suspension of business and other acts; receiver; injunction When any investment company of this State shall become insolvent or shall suspend its ordinary business for want of funds to carry on the same, or when the commission…

17:16A-2. Compliance with law before doing business; liability of directors and corporators for transacting business without certificate of authority Prohibition to do business. No investment company as defined in this chapter shall undertake the transaction of an investment busi…

17:16A-20. Offenses and penalties If any investment company itself or by its agents, attorneys, solicitors, surveyors, canvassers, collectors or other representatives of whatsoever designation shall solicit, negotiate, or in anywise transact any business in this State except in t…

17:16A-3. Authorization of domestic companies, individuals and partnerships Authorization of domestic companies, individuals and partnerships. An investment company, other than a foreign corporation, desiring to secure a certificate of authority shall make application to the comm…

17:16A-4. Foreign investment companies; requirements for admission Any investment company incorporated by authority of another State or Foreign Government, upon complying with the conditions hereinafter specified, may be admitted to transact in this State any business authorized …

17:16A-5. Officers or agents of foreign investment companies; certificate of authority No officer or agent of any foreign investment corporation shall make, issue, sell, offer for sale, negotiate or guarantee any investment contract or transact any business or act, or aid in any …

17:16A-6. Service of process on Commissioner as attorney for foreign investment company When any original process is served upon the commissioner as attorney for an investment company of another State, and a service fee of $10.00 paid to him, he shall forthwith notify the company…

17:16A-7. Certificate of authority as prima facie evidence of incorporation of foreign company When an investment company of another State shall hold the certificate of the commissioner authorizing it to transact business in this State, in any civil action in which such company i…

17:16A-8. Securities deposited with Commissioner a. The commissioner may order a change of any of the securities deposited by any investment company incorporated under the laws of any other State or country as hereinabove provided, or any part of them, at any time during the cont…

17:16A-9. Investment of capital, surplus or other funds An investment company incorporated under the laws of this State, for the purpose of investing its capital, surplus or other funds, or any part thereof, may purchase or hold as collateral security or invest in any and all the…