New Mexico Administrative Code

A. Board responsibilities. The main responsibility of the board is to administer and manage grants made in accordance with Section 59A-16C-17 NMSA 1978. The duties of the board include, without limitation:(1) reviewing grant applications; (2) awarding grants consistent with the c…

The executive director of the NMATPA shall serve ex officio in an official capacity as a supervising prosecuting attorney of OSI. A. Duties of executive director. The executive director shall have the following duties: (1) directing the NMATPA administration, as defined in Sectio…

New Mexico State Corporation Commission [Public Regulation Commission], Department of Insurance, Post Office Box 1269, Santa Fe, NM 87504-1269.

A separate statement shall be filed with respect to the securities of each company.

Indicate clearly the relationship of the reporting person to the company; for example, "director", "director and vice president", "beneficial owner of more than 10 percent of the company's common stock", etc.

The information as to beneficial ownership of securities shall be given as of March 1, 1966, or, in the case of persons who subsequently assume any of the relationships specified in 13 nmac 3.2.2 [now 13.3.2.2 NMAC], as of the date that relationship was assumed.

The statement of the title of a security shall be such as clearly to identify the security even though there may be only one class; for example, "class A common stock", "$6 convertible preferred stock", "5% debentures due 1965", etc.

Under "nature of ownership", state whether ownership of the securities is "direct" or "indirect". If the ownership is indirect, i.e., through a partnership, corporation, trust or other entity, indicate, in a footnote or other appropriate manner, the name or identity of the medium…

In stating the amount of securities beneficially owned, give the face amount of debt securities or the number of shares or other units of other securities. In the case of securities owned indirectly, the entire amount of securities owned by the partnership, corporation, trust or …

A statement may include any additional information or explanation deemed relevant by the person filing the statement.

If the statement is filed for a corporation, partnership, trust, etc., the name of the organization shall appear over the signature of the officer or other person authorized to sign the statement. If the statement is filed for an individual, it shall be signed by him or specifica…

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES (To be filed with the department of insurance pursuant to Section 59A-36-2 NMSA 1978.) ________________________________________ (Name of insurance company) ________________________________________ (Name of person whose owner…

This rule applies to every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security of a domestic stock insurance company, or who is a director or an officer of such a company.

Sections 59A-2-9 and 59A-36-2 NMSA 1978.

Permanent.

July 1, 1997, unless a later date is cited at the end of a section or paragraph.

The purpose of this rule is to specify the requirements for filing an initial statement of beneficial ownership of securities.

[RESERVED]

A. Persons who hold any of the relationships specified in 13 nmac 3.2.2 [now 13.3.2.2 NMAC].are required to file a statement on the form prescribed in this rule by March 1, 1966, or within 10 days after assuming such relationship, whichever date is later. B. Statements are not de…

One signed copy of each statement shall be filed with the superintendent of insurance, Santa Fe, New Mexico.

New Mexico State Corporation Commission [Public Regulation Commission], Department of Insurance, Post Office Box 1269, Santa Fe, NM 87504-1269.

A separate statement shall be filed with respect to the securities of each company.

Indicate clearly the relationship of the reporting person to the company; for example, "director", "director and vice president", "beneficial owner of more than 10 percent of the company's common stock", etc.

Every transaction shall be reported even though purchases and sales during the month are equal or the change involves only the nature of ownership; for example, from direct to indirect ownership. Beneficial ownership at the end of the month of all classes of securities required t…

The statement of the title of the security shall be such as clearly to identify the security even though there may be only one class; for example, "class A common stock", "$6 convertible preferred stock", "5% debentures due 1965", etc.

The exact date (month, day and year) of each transaction shall be stated opposite the amount involved in the transaction.

In stating the amount of the securities acquired, disposed of, or beneficially owned, give the face amount of debt securities or the number of shares or other units of other securities. In the case of securities owned indirectly, i.e., through a partnership, corporation, trust or…

Under "nature of ownership", state whether ownership of the securities is "direct" or "indirect". If the ownership is indirect, i.e., through a partnership, corporation, trust or other entity, indicate in a footnote, or other appropriate manner, the name or identity of the medium…

If the transaction was with the issuer of the securities, so state. If it involved the purchase of securities through the exercise of options, so state and give the exercise price per share. If any other purchase or sale was effected otherwise than in the open market, that fact s…

A statement may include any additional information or explanation deemed relevant by the person filing the statement.

if the statement is filed for a corporation, partnership, trust, etc., the name of the organization shall appear over the signature of the officer or other person authorized to sign the statement. If the statement is filed for an individual, it shall be signed by him or specifica…

This rule applies to every person who at any time during any calendar month was directly or indirectly the beneficial owner of more than 10 percent of any class of equity security of a domestic stock insurance company, or a director or officer of the company which is the issuer o…

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES (To be filed with the Department of Insurance pursuant to Section 59A-36-2 NMSA 1978.) ____________________________________________ (Name of insurance company) ____________________________________________ (Name of person …

Sections 59A-2-9 and 59A-36-2 NMSA 1978.

Permanent.

July 1, 1997, unless a later date is cited at the end of a section or paragraph.

The purpose of this rule is to specify the requirements for filing a statement of changes in beneficial ownership of securities.

[RESERVED]

Statements are required to be filed on the form prescribed in this rule on or before the 10th day after the end of each month in which any change in beneficial ownership has occurred. Statements are not deemed to have been filed with the superintendent of insurance until they hav…

One signed copy of each statement shall be filed with the superintendent of insurance, Santa Fe, New Mexico.

New Mexico State Corporation Commission [Public Regulation Commission], Department of Insurance, Post Office Box 1269, Santa Fe, NM 87504-1269.

A. No solicitation subject to this rule shall be made unless each person solicited is concurrently furnished or has previously been furnished with a written proxy statement containing the information specified in schedule A. B. If the solicitation is made on behalf of the issuer …

A. The form of proxy shall: (1) indicate in bold face type whether or not the proxy is solicited on behalf of the issuer board of directors, and, if not, by whom it is solicited; (2) provide a specifically designated blank space for dating the proxy; and (3) identify clearly and …

A. The information included in the proxy statement shall be clearly presented and the statements made shall be divided into groups according to subject matter and the various groups of statements shall be preceded by appropriate headings. B. All proxy statements shall disclose, u…

A. Two (2) preliminary copies of the proxy statement and form of proxy and any other soliciting material to be furnished to security holders concurrently therewith (or the information statement pursuant to schedule C) shall be filed with the superintendent at least ten (10) days …

If the management of the issuer has made or intends to make any solicitation subject to this rule, the issuer shall perform such of the following acts as may be duly requested in writing with respect to the same subject matter or meeting by any security holder who is, or security…

A. If any holder or holders of the securities of an issuer (hereafter referred to as the "proponent") notifies the issuer in writing not less than ninety (90) days before the issuer's annual meeting of his intention to present a lawful proposal for action at a forthcoming meeting…

No proxy statement, form of proxy, notice of meeting, information statement, or other communication, written or oral, subject to this rule shall contain any statement which, at the time and in the light of the circumstances under which it is made, is false or misleading with resp…

No person making a solicitation which is subject to this rule shall solicit any undated or postdated proxy or any proxy which provides that it shall be deemed to be dated as of any date subsequent to the date on which it is signed by the security holder.

A. Solicitations to which this section applies: This section applies to any solicitation subject to this rule by any person or group for the purpose of opposing a solicitation subject to this rule by any other person or group with respect to the election or removal of directors a…