Prohibited Transactions; Broker-dealers and Agents

Section 403. Prohibited Transactions; Broker-dealers and Agents.--No broker-dealer or agent shall effect any transaction in, or induce or attempt to induce the purchase or sale of, any security in this State by means of any manipulative, deceptive or other fraudulent scheme, device, or contrivance, fictitious quotation, or in violation of this act or any regulation or order hereunder.