™Your Policy Risk Impact Agent
51 chapters · 1,546 sections in this title.
SDCL § 47-31B-101 Short title
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This chapter may be cited as the Uniform Securities Act of 2002. Source: SL 2004, ch 278 , § 1.
SDCL § 47-31B-102 Definitions
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In this chapter, unless the context otherwise requires: (1) "Director," the director of insurance; (2) "Agent," an individual, other than a broker-dealer, who represents a broker-dealer in effecting or attempting to effect purchases or sales of securities or represents an issuer …
SDCL § 47-31B-103 References to federal statutes
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Securities Act of 1933 (15 U.S.C. § 77a et seq.), Securities Exchange Act of 1934 (15 U.S.C. § 78a et seq.), Public Utility Holding Company Act of 1935 (15 U.S.C. § 79 et seq.), Investment Company Act of 1940 (15 U.S.C. § 80a-1 et seq.), Investment Advisers Act of 1940 (15 U.S.C.…
SDCL § 47-31B-104 References to federal agencies
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A reference in this chapter to an agency or department of the United States is also a reference to a successor agency or department. Source: SL 2004, ch 278 , § 4.
