List of Securities Offered

Sec. 4002.157. LIST OF SECURITIES OFFERED. At any time, the commissioner may, in the exercise of reasonable discretion under this title, require a dealer to file with the commissioner a partial or complete list of securities that the dealer: (1) is offering or advertising for sale in this state at the time of the request; or (2) has offered or advertised for sale in this state during the six-month period preceding the date of the request. Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.