Display of Information Regarding Complaints

Sec. 4004.003. DISPLAY OF INFORMATION REGARDING COMPLAINTS. A dealer, agent, investment adviser, or investment adviser representative regulated under this title shall prominently display at all times in the person's place of business: (1) a sign containing the name, mailing address, and telephone number of the board; and (2) a statement informing consumers that complaints against a dealer, agent, investment adviser, or investment adviser representative may be directed to the board. Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022. SUBCHAPTER B. REGISTRATION OF DEALERS AND INVESTMENT ADVISERS