Sec. 4004.001. RULES FOR EXEMPTION FROM REGISTRATION REQUIREMENTS. The board may adopt rules that exempt certain classes of persons from the dealer, agent, investment adviser, and investment adviser representative registration requirements, or provide conditional exemptions from registration, if the board determines that the rules are consistent with the purposes of this title. Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Rules For Exemption From Registration Requirements
Tex. Government Code § 4004.001, under Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives.
Tex. Government Code § 4004.001