Sec. 4004.052. REGISTRATION OF INVESTMENT ADVISERS REQUIRED. Except as provided by Subchapter A, Chapter 4005, a person may not, directly or through the person's investment adviser representative, render services as an investment adviser in this state unless the person: (1) is registered under this chapter; (2) submits a notice filing as provided by Subchapter G; or (3) is otherwise exempt under this title. Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Registration of Investment Advisers Required
Tex. Government Code § 4004.052, under Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives.
Tex. Government Code § 4004.052