Cancellation of Registration

Tex. Government Code § 4004.106, under Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives.

Tex. Government Code § 4004.106

Sec. 4004.106. CANCELLATION OF REGISTRATION. On application by a registered dealer or investment adviser, the commissioner shall cancel the registration of the registered dealer's agent or the investment adviser's representative. Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022. SUBCHAPTER D. EXAMINATION REQUIREMENTS