Sec. 4004.301. APPLICABILITY. This subchapter does not apply to an investment adviser or investment adviser representative who is exempt from registration under this title or by board rule. Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Applicability
Tex. Government Code § 4004.301, under Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives.
Tex. Government Code § 4004.301