Utah Administrative Code

R156. Commerce, Occupational and Professional Licensing.R156-63b. Security Personnel Licensing Act Armored Car Rule. R156-63b-101. Title. This rule is known as the "Security Personnel Licensing Act Armored Car Rule." R156-63b-102. Definitions. In addition to the definitions in Ti…

R156. Commerce, Professional Licensing.R156-64. Deception Detection Examiners Licensing Act Rule. R156-64-101. Title -- Authority -- Relationship to R156-1. (1) This rule is known as the "Deception Detection Examiners Licensing Act Rule." (2) This rule is adopted by the Division …

R156. Commerce, Professional Licensing.R156-67. Utah Medical Practice Act Rule. R156-67-101. Title - Authority - Organization. (1) This rule is known as the "Utah Medical Practice Act Rule." (2) This rule is adopted by the Division under the authority of Subsection 58-1-106(1)(a)…

R156. Commerce, Professional Licensing.R156-68. Utah Osteopathic Medical Practice Act Rule. R156-68-101. Title - Authority - Organization. (1) This rule shall be known as the "Utah Osteopathic Medical Practice Act Rule." (2) This rule is adopted by the Division under the authorit…

R156. Commerce, Professional Licensing.R156-69. Dentist and Dental Hygienist Practice Act Rule. R156-69-101. Title. (1) This rule is known as the "Dentist and Dental Hygienist Practice Act Rule." (2) This rule is adopted by the Division under Subsection 58-1-106(1)(a) to enable t…

R156. Commerce, Occupational and Professional Licensing.R156-70a. Physician Assistant Practice Act Rule. R156-70a-101. Title. This rule is known as the "Physician Assistant Practice Act Rule." R156-70a-102. Definitions. In addition to the definitions in Title 58, Chapter 1, Divis…

R156. Commerce, Professional Licensing.R156-70b. Anesthesiologist Assistant Practice Act Rule. R156-70b-101. Title -- Authority -- Organization and Relationship to Rule R156-1. (1) This rule is known as the "Anesthesiologist Assistant Practice Act Rule." (2) This rule is adopted …

R156. Commerce, Professional Licensing.R156-71. Naturopathic Physician Practice Act Rule. R156-71-101. Title. This rule is known as the "Naturopathic Physician Practice Act Rule." R156-71-102. Definitions. The following definitions supplement the definitions in Title 58, Chapter …

R156. Commerce, Professional Licensing.R156-72. Acupuncture Licensing Act Rule. R156-72-101. Title - Authority - Relationship to Rule 156-1. (1) This rule is known as the "Acupuncture Licensing Act Rule". (2) This rule is adopted by the Division under the authority of Subsection …

R156. Commerce, Occupational and Professional Licensing.R156-73. Chiropractic Physician Practice Act Rule. R156-73-101. Title. This rule is known as the "Chiropractic Physician Practice Act Rule". R156-73-102. Definitions. In addition to the definitions in Title 58, Chapters 1 an…

R156. Commerce, Occupational and Professional Licensing.R156-74. State Certification of Court Reporters Act Rule. R156-74-101. Title. This rule shall be known as the "State Certification of Court Reporters Act Rule." R156-74-103. Authority. This rule is adopted by the division un…

R156. Commerce, Occupational and Professional Licensing.R156-75. Genetic Counselors Licensing Act Rule. R156-75-101. Title. This rule is known as the "Genetic Counselors Licensing Act Rule." R156-75-102. Definitions. In addition to the definitions in Title 58, Chapters 1 and 75, …

R156. Commerce, Occupational and Professional Licensing.R156-76. Professional Geologist Licensing Act Rule. R156-76-101. Title. This rule is known as the "Professional Geologist Licensing Act Rule". R156-76-102. Definitions. In addition to the definitions in Title 58, Chapter 1, …

R156. Commerce, Professional Licensing.R156-77. Direct-Entry Midwife Act Rule. R156-77-101. Title -- Authority -- Relationship to Rule R156-1. (1) This rule is known as the "Direct-Entry Midwife Act Rule." (2) This rule is adopted by the Division under the authority of Subsection…

R156. Commerce, Occupational and Professional Licensing.R156-78B. Prelitigation Panel Review Rule. R156-78B-1. Title. This rule is known as the "Prelitigation Panel Review Rule". R156-78B-2. Definitions. In addition to the definitions in Section 78B-3-403, which shall apply to th…

R156. Commerce, Occupational and Professional Licensing.R156-79. Hunting Guides and Outfitters Registration Act Rule. R156-79-101. Title. This rule is known as the "Hunting Guides and Outfitters Registration Act Rule". R156-79-102. Definitions. In addition to the definitions in S…

R156. Commerce, Occupational and Professional Licensing.R156-80a. Medical Language Interpreter Act Rule. R156-80a-101. Title. This rule is known as the "Medical Language Interpreter Act Rule". R156-80a-103. Authority - Purpose. This rule is adopted by the Division under the autho…

R156. Commerce, Occupational and Professional Licensing.R156-81. Retired Volunteer Health Care Practitioner Act Rule. R156-81-101. Title. This rule is known as the Retired Volunteer Health Care Practitioner Act Rule. R156-81-102. Definitions. In addition to the definitions in Tit…

R156. Commerce, Occupational and Professional Licensing.R156-84. State Certification of Music Therapists Act Rule. R156-84-101. Title. This rule is known as the "State Certification of Music Therapists Act Rule." R156-84-102. Definitions. In addition to the definitions in Title 5…

R156. Commerce, Occupational and Professional Licensing.R156-86. State Certification of Commercial Interior Designers Act Rule. R156-86-101. Title. This rule is known as the "State Certification of Commercial Interior Designers Act Rule." R156-86-102. Definitions. In addition to …

R156. Commerce, Occupational and Professional Licensing.R156-87. Revised Uniform Athlete Agents Act Rule. R156-87-101. Title. This rule shall be known as the "Revised Uniform Athlete Agents Act Rule". R156-87-102. Definitions. (1) "Unprofessional conduct" as defined in Title 58, …

R156. Commerce, Professional Licensing.R156-88a. Dispensing Practice Rule. R156-88a-101. Title - Authority - Organization and Relationship to Rule R156-1. (1) This rule is known as the "Dispensing Practice Rule." (2) This rule is adopted by the Division under the authority of Sub…

R156. Commerce, Professional Licensing.R156-9. Funeral Service Licensing Act Rule. R156-9-101. Short Title - Authority -- Relationship to Rule R156-1. (1) This rule shall be known as the "Funeral Service Licensing Act Rule." (2) This rule is adopted by the Division under the auth…

R156. Commerce, Professional Licensing.R156-90. Health Care Services Platforms Rule. R156-90-101. Title -- Authority -- Relationship to Rule R156-1. (1) This rule is known as the "Health Care Services Platforms Rule." (2) This rule is adopted by the Division under the authority o…

R162. Commerce, Real Estate.R162-2a. Utah Housing Opportunity Restricted Account. R162-2a-1. Utah Housing Opportunity Restricted Account. (1) The authority to promulgate administrative rules by which an organization may apply to receive money from the account is granted by Sectio…

R162. Commerce, Real Estate.R162-2c. Utah Residential Mortgage Practices and Licensing Rules. R162-2c-101. Title. This chapter is known as the "Utah Residential Mortgage Practices and Licensing Rules." R162-2c-102. Definitions. (1) The acronym "ALM" stands for associate lending m…

R162. Commerce, Real Estate.R162-2e. Appraisal Management Company Administrative Rules. R162-2e-101. Title. This chapter is known as the "Appraisal Management Company Administrative Rules." R162-2e-102. Definitions. (1) "Affiliation" means a business association: (a) between: (i)…

R162. Commerce, Real Estate.R162-2f. Real Estate Licensing and Practices Rules. R162-2f-101. Title and Authority. (1) This chapter is known as the "Real Estate Licensing and Practices Rules." (2) The authority to establish rules for real estate licensing and practices is granted …

R162. Commerce, Real Estate.R162-2g. Real Estate Appraiser Licensing and Certification Administrative Rules. R162-2g-101. Authority. (1) The authority to promulgate rules governing the appraisal industry is granted by Section 61-2g-201. (2) The authority to establish and collect …

R162. Commerce, Real Estate.R162-2h. Affiliated Title Business Rule. R162-2h-101. Title and Authority. (1) This chapter is known as the "Affiliated Title Business Rule." (2) This administrative rule for affiliated title business is authorized by Sections 31A-23a-1002, 31A-23a-100…

R162. Commerce, Real Estate.R162-57a. Timeshare and Camp Resort Rules. R162-57a-1. Title and Authority. (1) This section shall be known as the "Timeshare and Camp Resort Rules." (2) The authority to make rules for the timeshare and camp resort industries is granted to the divisio…

R164. Commerce, Securities.R164-1. Fraudulent Practices of Broker-Dealers, Broker-Dealer Agents, and Issuer-Agents. R164-1-1. Authority and Purpose. (1) The division enacts this rule under authority granted by Subsection 61-1-1(3) and Section 61-1-24. (2) This rule identifies pra…

R164. Commerce, Securities.R164-10. Registration by Qualification. R164-10-2. Registration Statements. (A) Authority and purpose (1) The Division enacts this rule under authority granted by Sections 61-1-10, 61-1-11, and 61-1-24. (2) This rule sets forth the procedure and require…

R164. Commerce, Securities.R164-101. Securities Fraud Reporting Program Act. R164-101-1. Application and Award Procedures. (A) Authority and Purpose (1) The Division enacts this rule under authority granted by Sections 61-1-24, -103 and -107. (2) This rule describes the procedure…

R164. Commerce, Securities.R164-11. Registration Statement. R164-11-1. General Registration Provisions. A. Preliminary Notes (1) This R164-11-1 applies to public offerings registered by coordination or qualification pursuant to Sections 9 or 10 of the Utah Uniform Securities Act …

R164. Commerce, Securities.R164-12. Sales Commission. R164-12-1f. Commissions on Sales of Securities. A. Preliminary Notes (1) This R164-12-1f regulates the compensation which may be received by any person in connection with a public offering of securities pursuant to a registrat…

R164. Commerce, Securities.R164-14. Exemptions. R164-14-1e. Exchange Listing Exemption. (A) Authority and Purpose (1) The Division enacts this rule under authority granted by Subsection 61-1-14(1)(e) and Section 61-1-24. (2) The rule identifies additional exchanges for which the …

R164. Commerce, Securities.R164-15. Federal Covered Securities. R164-15-1. Notice Filings for Offerings of Investment Company Securities. (A) Authority and purpose. (1) The Division enacts this rule under authority granted by Sections 61-1-15.5 and 61-1-24. (2) The rule requires …

R164. Commerce, Securities.R164-18. Procedures. R164-18-6. Procedures for Administrative Actions. (A) Authority and purpose (1) The Division enacts this rule under authority granted by Sections 63G-4-202, 63G-4-203, 63G-4-503, and 61-1-24. (2) The purpose of this rule is to: (a) …

R164. Commerce, Securities.R164-2. Investment Adviser - Unlawful Acts. R164-2-1. Authority and Purpose. (1) The division enacts this rule under authority granted by Sections 61-1-2 and 61-1-24. (2) This rule sets the requirements whereby an investment adviser may receive performa…

R164. Commerce, Securities.R164-25. Record of Registration. R164-25-5. Requests for Interpretive Opinions and No-action Letters. (A) Authority and purpose (1) The Division enacts this rule under authority granted by Subsection 61-1-25(5) and Section 61-1-24. (2) When requested, t…

R164. Commerce, Securities.R164-26. Consent to Service of Process. R164-26-6. Consent to Service. (A) Authority and purpose (1) The Division enacts this rule under authority granted by Sections 61-1-26 and 61-1-24. (2) This rule designates the form to be used for consents to serv…

R164. Commerce, Securities.R164-32. Codification of Precedent. R164-32-1. Codification of Precedent. (1) Authority and purpose. (a) The Division enacts this rule pursuant to Utah Code Subsections 63G-3-201(2), (3), (6) and Section 61-1-24. (b) This rule incorporates the principle…

R164. Commerce, Securities.R164-4. Licensing Requirements. R164-4-1. Broker-Dealer, Broker-Dealer Agent, and Issuer-Agent Licensing Requirements. (A) Authority and purpose (1) The Division enacts this rule under authority granted by Sections 61-1-4, 61-1-5, 61-1-6, and 61-1-24. (…

R164. Commerce, Securities.R164-5. Broker-Dealer and Investment Adviser Books and Records. R164-5-1. Recordkeeping Requirements of Broker-Dealers and Investment Advisers. (A) Authority and Purpose (1) The Division enacts this rule under authority granted by Sections 61-1-5 and 61…

R164. Commerce, Securities.R164-6. Denial, Suspension or Revocation of a License. R164-6-1g. Dishonest or Unethical Business Practices. (A) Authority and purpose (1) The Division enacts this rule under authority granted by Sections 61-1-6 and 61-1-24. (2) This rule identifies cer…

R164. Commerce, Securities.R164-9. Registration by Coordination. R164-9-1. Registration by Coordination. (A) Authority and purpose (1) The Division enacts this rule under authority granted by Sections 61-1-9, 61-1-11 and 61-1-24. (2) This rule sets forth the procedure and require…