61-1-206. Records.
(1) Upon request, a broker-dealer or investment adviser shall provide access to or a copy of any record, including a historical record, that is relevant to the suspected or attempted financial exploitation of an eligible adult to Adult Protective Services or a law enforcement agency.
(2) For purposes of, a record made available to Adult Protective Services or a law enforcement agency under this section is a protected record as defined in Section. Title 63G, Chapter 2, Government Records Access and Management Act 63G-2-103
(3) Nothing in this section affects the authority of the division to access or examine the books or records of a broker-dealer or investment adviser as otherwise provided by law.