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09 V.S.A. ch. 150, § 5101 Short title
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§ 5101. Short title This chapter may be cited as the Vermont Uniform Securities Act (2002). (Added 2005, No. 11, § 1, eff. July 1, 2006.)
09 V.S.A. ch. 150, § 5102 Definitions
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§ 5102. Definitions In this chapter, unless the context otherwise requires: (1) “Agent” means an individual, other than a broker-dealer, who represents a broker-dealer in effecting or attempting to effect purchases or sales of securities or represents an issuer in effecting or at…
09 V.S.A. ch. 150, § 5103 References to federal statutes
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§ 5103. References to federal statutes 15 U.S.C. § 77a et seq. (Securities Act of 1933), 15 U.S.C. § 78a et seq. (Securities Exchange Act of 1934), 15 U.S.C. § 79 et seq. (Public Utility Holding Company Act of 1935), 15 U.S.C. § 80a-1 et seq. (Investment Company Act of 1940), 15 …
09 V.S.A. ch. 150, § 5104 References to federal agencies
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§ 5104. References to federal agencies A reference in this chapter to an agency or department of the United States is also a reference to a successor agency or department. (Added 2005, No. 11, § 1, eff. July 1, 2006.)