™Your Policy Risk Impact Agent
4 chapters · 144 sections in this title.
RCW 21.40.005 Definitions.
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The definitions in this section apply throughout this chapter unless the context clearly requires otherwise. (1) "Monetary sanction" means any moneys, including penalties, disgorgement, and interest, ordered to be paid as a result of an administrative or judicial action. (2) "Ori…
RCW 21.40.010 Rules and regulations.
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The securities administrator may adopt such rules and regulations as may be necessary or appropriate to implement the provisions of this chapter consistent with its purpose. [ 2023 c 149 s 11.]
RCW 21.40.020 Award—Original material—Successful enforcement.
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Subject to the provisions of this chapter, the securities administrator may award an amount to one or more whistleblowers who voluntarily provide original information in writing, and in the form and manner required by the securities administrator, to the securities division that …
RCW 21.40.030 Disclosure of whistleblower identity.
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Any individual who anonymously makes a claim must be represented by counsel. Prior to the payment of an award, a whistleblower shall disclose their identity and provide such other information as the securities division may require, directly or through counsel, for the whistleblow…
