PRIA Logo™
WisconsinStatutes

Broker-dealer registration requirement and exemptions

Wis. Stat. § 551.401 — under BROKER-DEALERS, AGENTS,INVESTMENT ADVISERS, INVESTMENTADVISER REPRESENTATIVES, ANDFEDERAL COVERED INVESTMENT ADVISERS.

Wis. Stat. § 551.401

551.401 Broker-dealer registration requirement and exemptions.