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WisconsinStatutes

Registration by broker-dealer, agent, investment adviser, and investment adviser representative

Wis. Stat. § 551.406 — under BROKER-DEALERS, AGENTS,INVESTMENT ADVISERS, INVESTMENTADVISER REPRESENTATIVES, ANDFEDERAL COVERED INVESTMENT ADVISERS.

Wis. Stat. § 551.406

551.406 Registration by broker-dealer, agent, investment adviser, and investment adviser representative.

Cross-reference: See also DFI-Sec, Wis. adm. code.

SUBCHAPTER I GENERAL PROVISIONS