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WisconsinStatutes

Succession and change in registration of broker-dealer or investment adviser

Wis. Stat. § 551.407 — under BROKER-DEALERS, AGENTS,INVESTMENT ADVISERS, INVESTMENTADVISER REPRESENTATIVES, ANDFEDERAL COVERED INVESTMENT ADVISERS.

Wis. Stat. § 551.407

551.407 Succession and change in registration of broker-dealer or investment adviser.