Termination of employment or association of agent and investment adviser representative and transfer of employment or association

Wis. Stat. § 551.408 — under BROKER-DEALERS, AGENTS,INVESTMENT ADVISERS, INVESTMENTADVISER REPRESENTATIVES, ANDFEDERAL COVERED INVESTMENT ADVISERS.

Wis. Stat. § 551.408

551.408 Termination of employment or association of agent and investment adviser representative and transfer of employment or association.