Chapter 551, WISCONSIN UNIFORM SECURITIES LAW
54 sections in this chapter.
Wis. Stat. § 551.614 Fees and expenses
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551.614 Fees and expenses. (1) REGISTRATION AND NOTICE FILING FEES AND REPORTING. (a) There shall be a filing fee of $1,500 for every registration statement filed under s. 551.303 or 551.304, and for every notice filing under s. 551.302. If a registration statement is denied or w…
Wis. Stat. § 551.615 Statutory policy
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551.615 Statutory policy. This chapter shall be so construed as to effectuate its general purpose to make uniform the law of those states which enact the “Uniform Securities Act of 2002” and to coordinate the interpretation and administration of this chapter with related federal …
Wis. Stat. § 551.701 Effective date
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551.701 Effective date. This chapter takes effect on January 1, 2009. History: 2007 a. 196. 551.703 Application of act to existing proceeding and existing rights and duties. (1) APPLICABILITY OF PREDECESSOR ACT TO PENDING PROCEEDINGS AND EXISTING RIGHTS. The predecessor act exclu…
Wis. Stat. § 551.703 Application of act to existing proceeding and existing rights and duties
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551.703 Application of act to existing proceeding and existing rights and duties. (a) A banking institution organized under the laws of the United States. (b) A member bank of the Federal Reserve System. (c) Any other banking institution, whether incorporated or not, doing busine…