56 chapters · 1,242 sections in this title.
W.S. § 26-25-101 Scope and applicability of chapter
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Scope and applicability of chapter. This chapter applies only to securities issued by domestic stock insurers.
W.S. § 26-25-102 (a) "Equity security" defined
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(a) "Equity security" defined. As used in this chapter "equity security" means: (i) Any stock or similar security; (ii) Any security convertible, with or without consideration, into stock or a similar security, or carrying any warrant or right to subscribe to or purchase such a s…
W.S. § 26-25-103 Statement of ownership of equity securities; when filing required
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Statement of ownership of equity securities; when filing required. (a) Any person who is the beneficial owner of more than ten percent (10%) of any class of any equity security of a domestic stock insurer, or who is a director or an officer of that insurer, shall: (i) File with t…
W.S. § 26-25-104 Recovery of profits from certain sales and purchases of equity securities
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Recovery of profits from certain sales and purchases of equity securities. (a) For the purpose of preventing the unfair use of information obtained by the beneficial owner, director or officer because of his relationship to the insurer, any profit the beneficial owner, director o…
W.S. § 26-25-105 Unlawful sales of equity securities
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Unlawful sales of equity securities. (a) No beneficial owner, director or officer shall sell any equity security of the insurer if the person selling the security or his principal: (i) Does not own the security sold; (ii) If owning the security, does not deliver it against the sa…
W.S. § 26-25-106 Excepted securities
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Excepted securities. (a) W.S. 26-25-104 does not apply to any purchase and sale, or sale and purchase, and W.S. 26-25-105 does not apply to any sale, of an equity security of a domestic stock insurer, not then or previously held by the insurer in an investment account, by a deale…
W.S. § 26-25-107 Arbitrage transactions excluded; exception
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Arbitrage transactions excluded; exception. W.S. 26-25-103 through 26-25-105 do not apply to foreign or domestic arbitrage transactions unless made in contravention of any rules and regulations the commissioner adopts to carry out the purposes of this chapter.
W.S. § 26-25-108 securities
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securities. Exclusion of certain registered or closely held (a) W.S. 26-25-103 through 26-25-105 do not apply to equity securities of a domestic stock insurer if: (i) The securities are registered or are required to be registered, pursuant to section 12 of the Securities Exchange…
W.S. § 26-25-109 Commissioner's rules and regulations
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Commissioner's rules and regulations. The commissioner may make any rules and regulations necessary for the execution of the functions vested in him by this chapter, and for that purpose may classify domestic stock insurers, securities and other persons or matters within his juri…