Title 15, Commerce and TradeRelease 119-102
§78o–1 Brokers Deemed to Be Registered
Title 15 › CHAPTER 2B — SECURITIES EXCHANGES › § 78o–1
Summary
Brokers and dealers who were registered under the Commission’s rules on May 27, 1936 are considered to be registered under that law.
Full Legal Text
Title 15, §78o–1
Commerce and Trade, Source: USLM XML via OLRC
All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.
Legislative History
Notes & Related Subsidiaries
Editorial Notes
Codification Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.
Executive Documents
Transfer of Functions
For
Transfer of Functions
of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.
Reference
Citations & Metadata
Citation
15 U.S.C. § 78o–1
Title 15, Commerce and Trade
Last Updated
Aug 21, 2026
Release point: 119-102