Title 15, Commerce and TradeRelease 119-102
§80b–6a Exemptions
Title 15 › CHAPTER 2D — INVESTMENT COMPANIES AND ADVISERS › SUBCHAPTER II — INVESTMENT ADVISERS › § 80b–6a
Summary
The Commission can, on its own or when asked, exempt any person, class, or transaction from parts of this subchapter if doing so is in the public interest, protects investors, and matches the subchapter’s goals.
Full Legal Text
Title 15, §80b–6a
Commerce and Trade, Source: USLM XML via OLRC
The Commission, by rules and regulations, upon its own motion, or by order upon application, may conditionally or unconditionally exempt any person or transaction, or any class or classes of persons, or transactions, from any provision or provisions of this subchapter or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this subchapter.
Legislative History
Notes & Related Subsidiaries
Statutory Notes and Related Subsidiaries
Effective Date
Section effective Dec. 14, 1970, see section 30 of Pub. L. 91–547, set out as a note under section 80a–2 of this title.
Reference
Citations & Metadata
Citation
15 U.S.C. § 80b–6a
Title 15, Commerce and Trade
Last Updated
Aug 21, 2026
Release point: 119-102