Title 15, Commerce and TradeRelease 119-73not60

§80b–6a Exemptions

Title 15 › Chapter 2D— INVESTMENT COMPANIES AND ADVISERS › Subchapter II— INVESTMENT ADVISERS › § 80b–6a

Last updated Apr 3, 2026|Official source

Summary

The Commission may, on its own or when asked, exempt people or transactions from parts of this law or its rules if the exemption is needed for the public interest and still protects investors.

Full Legal Text

Title 15, §80b–6a

Commerce and Trade, Source: USLM XML via OLRC

The Commission, by rules and regulations, upon its own motion, or by order upon application, may conditionally or unconditionally exempt any person or transaction, or any class or classes of persons, or transactions, from any provision or provisions of this subchapter or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this subchapter.

Legislative History

Notes & Related Subsidiaries

Statutory Notes and Related Subsidiaries

Effective Date

Section effective Dec. 14, 1970, see section 30 of Pub. L. 91–547, set out as a note under section 80a–2 of this title.

Reference

Citations & Metadata

Citation

15 U.S.C. § 80b–6a

Title 15, Commerce and Trade

Last Updated

Apr 3, 2026

Release point: 119-73not60