Title 30Mineral Lands and MiningRelease 119-73not60

§1412 Licenses for Exploration and Permits for Commercial Recovery

Title 30 › Chapter 26— DEEP SEABED HARD MINERAL RESOURCES › Subchapter I— REGULATION OF EXPLORATION AND COMMERCIAL RECOVERY BY UNITED STATES CITIZENS › § 1412

Last updated Apr 5, 2026|Official source

Summary

The Administrator must give licenses to explore the deep seabed and permits to commercially recover hard mineral resources to people who are eligible under this law. A license or permit lets the holder explore or mine only if they follow the law, the Administrator’s rules, and any special terms on the license or permit. A license or permit is exclusive to its holder against other U.S. citizens and against citizens, nationals, government agencies, or legal entities of reciprocating states. A valid existing license can lead to a permit for commercial recovery if the holder stays eligible. If nationals of other states interfere with a licensee’s or permittee’s work, the Secretary of State must try to settle the dispute peacefully by negotiation, conciliation, arbitration, or agreed tribunals. The Administrator cannot issue licenses or permits that conflict with an international agreement in force, that would overlap or conflict with earlier-pending applications with priority under section 1413(b) or with existing licenses or permits or equivalent authorizations from a reciprocating state, or that give commercial recovery rights in an area already covered by another valid exploration license. No exploration licenses may be issued before July 1, 1981, and no permit may allow commercial recovery to begin before January 1, 1988. The Administrator cannot grant a license or permit for an area the applicant surrendered or had revoked within the prior 3 years (revocation under section 1416). Licenses and permits may be issued or transferred only to U.S. citizens. Permit holders must use vessels documented under U.S. law for at-sea recovery, processing, and transport, and must use at least one such vessel to carry minerals from each mining site; those vessels are treated as engaged in foreign commerce under section 109 of title 46 and as vessels under section 53701(13) of title 46. Processing on land must generally occur within the United States unless the President finds that restriction harms national interests; the Administrator can allow processing abroad after a hearing if it is needed for economic viability and the permittee assures return of the processed resources to the United States when required.

Full Legal Text

Title 30, §1412

Mineral Lands and Mining — Source: USLM XML via OLRC

(a)Subject to the provisions of this chapter, the Administrator shall issue to applicants who are eligible therefor licenses for exploration and permits for commercial recovery.
(b)(1)A license or permit issued under this subchapter shall authorize the holder thereof to engage in exploration or commercial recovery, as the case may be, consistent with the provisions of this chapter, the regulations issued by the Administrator to implement the provisions of this chapter, and the specific terms, conditions, and restrictions applied to the license or permit by the Administrator.
(2)Any license or permit issued under this subchapter shall be exclusive with respect to the holder thereof as against any other United States citizen or any citizen, national or governmental agency of, or any legal entity organized or existing under the laws of, any reciprocating state.
(3)A valid existing license shall entitle the holder, if otherwise eligible under the provisions of this chapter and regulations issued under this chapter, to a permit for commercial recovery. Such a permit recognizes the right of the holder to recover hard mineral resources, and to own, transport, use, and sell hard mineral resources recovered, under the permit and in accordance with the requirements of this chapter.
(4)In the event of interference with the exploration or commercial recovery activities of a licensee or permittee by nationals of other states, the Secretary of State shall use all peaceful means to resolve the controversy by negotiation, conciliation, arbitration, or resort to agreed tribunals.
(c)(1)The Administrator may not issue—
(A)any license or permit after the date on which an international agreement is ratified by and enters into force with respect to the United States, except to the extent that issuance of such license or permit is not inconsistent with such agreement;
(B)any license or permit the exploration plan or recovery plan of which, submitted pursuant to section 1413(a)(2) of this title, would apply to an area to which applies, or would conflict with, (i) any exploration plan or recovery plan submitted with any pending application to which priority of right for issuance applies under section 1413(b) of this title, (ii) any exploration plan or recovery plan associated with any existing license or permit, or (iii) any equivalent authorization which has been issued, or for which formal notice of application has been submitted, by a reciprocating state prior to the filing date of any relevant application for licenses or permits pursuant to this subchapter;
(C)a permit authorizing commercial recovery within any area of the deep seabed in which exploration is authorized under a valid existing license if such permit is issued to other than the licensee for such area;
(D)any exploration license before July 1, 1981, or any permit which authorizes commercial recovery to commence before January 1, 1988;
(E)any license or permit the exploration plan or recovery plan for which applies to any area of the deep seabed if, within the 3-year period before the date of application for such license or permit, (i) the applicant therefor surrendered or relinquished such area under an exploration plan or recovery plan associated with a previous license or permit issued to such applicant, or (ii) a license or permit previously issued to the applicant had an exploration plan or recovery plan which applied to such area and such license or permit was revoked under section 1416 of this title; or
(F)a license or permit, or approve the transfer of a license or permit, except to a United States citizen.
(2)No permittee may use any vessel for the commercial recovery of hard mineral resources or for the processing at sea of hard mineral resources recovered under the permit issued to the permittee unless the vessel is documented under the laws of the United States.
(3)Each permittee shall use at least one vessel documented under the laws of the United States for the transportation from each mining site of hard mineral resources recovered under the permit issued to the permittee.
(4)For purposes of the shipping laws of the United States, any vessel documented under the laws of the United States and used in the commercial recovery, processing, or transportation from any mining site of hard mineral resources recovered under a permit issued under this subchapter shall be deemed to be used in, and used in an essential service in, the foreign commerce or foreign trade of the United States, as defined in section 109 of title 46, and shall be deemed to be a vessel as defined in section 53701(13) 11See References in Text note below. of title 46.
(5)Except as otherwise provided in this paragraph, the processing on land of hard mineral resources recovered pursuant to a permit shall be conducted within the United States: Provided, That the President does not determine that such restrictions contravene the overriding national interests of the United States. The Administrator may allow the processing of hard mineral resources at a place other than within the United States if he finds, after opportunity for an agency hearing, that—
(A)the processing of the quantity concerned of such resource at a place other than within the United States is necessary for the economic viability of the commercial recovery activities of a permittee; and
(B)satisfactory assurances have been given by the permittee that such resource, after processing, to the extent of the permittee’s ownership therein, will be returned to the United States for domestic use, if the Administrator so requires after determining that the national interest necessitates such return.

Legislative History

Notes & Related Subsidiaries

Editorial Notes

References in Text

section 53701(13) of title 46, referred to in subsec. (c)(4), was redesignated section 53701(14) of title 46 by Pub. L. 114–120, title III, § 302(a)(1)(A), Feb. 8, 2016, 130 Stat. 51. Codification In subsec. (c)(4), “section 109 of title 46” substituted for “section 905(a) of the Merchant Marine Act, 1936” and “section 53701(13) of title 46” substituted for “section 1101(b) of that Act” on authority of Pub. L. 109–304, § 18(c), Oct. 6, 2006, 120 Stat. 1709, which Act enacted section 109 and 53701 of Title 46, Shipping.

Reference

Citations & Metadata

Citation

30 U.S.C. § 1412

Title 30Mineral Lands and Mining

Last Updated

Apr 5, 2026

Release point: 119-73not60